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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
1351
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-10,000
Closed -$1.72M
MIK
1352
DELISTED
Michaels Stores, Inc
MIK
– –
-75,000
Closed -$763K
PS
1353
CALL
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
– –
-42,400
Closed -$726K
CZZ
1354
DELISTED
Cosan Limited
CZZ
– –
-17,800
Closed -$264K
ACIA
1355
DELISTED
Acacia Communications Inc
ACIA
– –
-25,000
Closed -$1.73M
WPX
1356
DELISTED
WPX Energy, Inc.
WPX
– –
-6,280
Closed -$30K
WPX
1357
PUT
DELISTED
WPX Energy, Inc.
WPX
– –
-500,000
Closed -$2.45M
BMCH
1358
CALL
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-30,000
Closed -$1.28M
TCO
1359
CALL
DELISTED
Taubman Centers Inc.
TCO
– –
-300,000
Closed -$9.99M
TCO
1360
PUT
DELISTED
Taubman Centers Inc.
TCO
– –
-30,000
Closed -$998K
WMGI
1361
PUT
DELISTED
Wright Medical Group Inc
WMGI
– –
-450,000
Closed -$13.7M
LVGO
1362
CALL
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-13,400
Closed -$1.88M
IMMU
1363
DELISTED
Immunomedics Inc
IMMU
– –
-31,100
Closed -$2.65M
IMMU
1364
PUT
DELISTED
Immunomedics Inc
IMMU
– –
-77,100
Closed -$6.56M
RST
1365
DELISTED
ROSETTA STONE INC
RST
– –
-28,000
Closed -$840K
AIMT
1366
CALL
DELISTED
Aimmune Therapeutics
AIMT
– –
-27,500
Closed -$948K
AIMT
1367
PUT
DELISTED
Aimmune Therapeutics
AIMT
– –
-27,500
Closed -$948K
AKCA
1368
CALL
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-30,000
Closed -$544K
AKCA
1369
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-24,000
Closed -$435K
AKCA
1370
PUT
DELISTED
Akcea Therapeutics Inc
AKCA
– –
-30,000
Closed -$544K
VSLR
1371
CALL
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-478,800
Closed -$20.3M
VSLR
1372
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-7,600
Closed -$321K
AMTD
1373
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-91,900
Closed -$3.6M
AMTD
1374
PUT
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-52,500
Closed -$2.06M
MNTA
1375
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-75,000
Closed -$3.94M
52 53 54
55
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.