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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCXI
1326
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-85,000
Closed -$4.66M
CCXI
1327
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-110,000
Closed -$6.03M
RDUS
1328
DELISTED
Radius Health, Inc.
RDUS
– –
-32,000
Closed -$481K
ZNGA
1329
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-551,600
Closed -$4.96M
MGP
1330
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-10,000
Closed -$279K
RRD
1331
CALL
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-272,700
Closed -$398K
ODT
1332
CALL
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
– –
-100,000
Closed -$1.34M
ATH
1333
CALL
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
– –
-45,000
Closed -$1.53M
DRNA
1334
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-4,000
Closed -$88.1K
TRIL
1335
CALL
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-15,000
Closed -$214K
SYKE
1336
CALL
DELISTED
SYKES Enterprises Inc
SYKE
– –
-206,800
Closed -$7.08M
MXIM
1337
DELISTED
Maxim Integrated Products
MXIM
– –
-7,619
Closed -$515K
WORK
1338
DELISTED
Slack Technologies, Inc.
WORK
– –
-51,124
Closed -$1.37M
WORK
1339
PUT
DELISTED
Slack Technologies, Inc.
WORK
– –
-80,000
Closed -$2.15M
CNST
1340
CALL
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-120,000
Closed -$2.43M
CNST
1341
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-26,864
Closed -$545K
NAV
1342
CALL
DELISTED
Navistar International
NAV
– –
-60,000
Closed -$2.61M
NAV
1343
DELISTED
Navistar International
NAV
– –
-19,200
Closed -$837K
STAY
1344
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-43,500
Closed -$564K
STAY
1345
PUT
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-70,000
Closed -$837K
WIFI
1346
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-292,000
Closed -$2.98M
CUB
1347
CALL
DELISTED
Cubic Corporation
CUB
– –
-30,000
Closed -$1.75M
TPCO
1348
CALL
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-18,800
Closed -$219K
FLIR
1349
PUT
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-50,000
Closed -$1.79M
GLUU
1350
DELISTED
Glu Mobile Inc.
GLUU
– –
-92,100
Closed -$794K
52 53
54
55 56

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.