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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLFS icon
1276
BioLife Solutions
BLFS
$1.53B
– –
-7,035
Closed -$155K
BLFS icon
1277
PUT
BioLife Solutions
BLFS
$1.53B
– –
-60,000
Closed -$1.33M
BMA icon
1278
CALL
Banco Macro
BMA
$5.88B
– –
-14,400
Closed -$380K
BMA icon
1279
Banco Macro
BMA
$5.88B
– –
-13,980
Closed -$369K
BMA icon
1280
PUT
Banco Macro
BMA
$5.88B
– –
-50,000
Closed -$1.32M
BMEA icon
1281
CALL
Biomea Fusion
BMEA
$84.6M
– –
-239,200
Closed -$5.25M
BMEA icon
1282
PUT
Biomea Fusion
BMEA
$84.6M
– –
-106,100
Closed -$2.33M
BMRN icon
1283
BioMarin Pharmaceuticals
BMRN
$11.6B
– –
-113,872
Closed -$10.1M
BNED icon
1284
Barnes & Noble Education
BNED
$431M
– –
-238
Closed -$30K
BTAI icon
1285
CALL
BioXcel Therapeutics
BTAI
$24.9M
– –
-5,113
Closed -$545K
BTAI icon
1286
BioXcel Therapeutics
BTAI
$24.9M
– –
-6,094
Closed -$649K
BTAI icon
1287
PUT
BioXcel Therapeutics
BTAI
$24.9M
– –
-6,094
Closed -$649K
BTI icon
1288
CALL
British American Tobacco
BTI
$131B
– –
-70,000
Closed -$2.32M
BX icon
1289
Blackstone
BX
$102B
– –
-11,200
Closed -$1.17M
BX icon
1290
PUT
Blackstone
BX
$102B
– –
-20,000
Closed -$1.86M
BXMT icon
1291
CALL
Blackstone Mortgage Trust
BXMT
$2.45B
– –
-80,000
Closed -$1.66M
CARS icon
1292
Cars.com
CARS
$662M
– –
-3,515
Closed -$68.7K
CAT icon
1293
PUT
Caterpillar
CAT
$375B
– –
-80,000
Closed -$19.7M
CAVA icon
1294
PUT
CAVA Group
CAVA
$7.6B
– –
-50,000
Closed -$2.05M
CCOI icon
1295
PUT
Cogent Communications
CCOI
$676M
– –
-18,900
Closed -$1.27M
CEG icon
1296
CALL
Constellation Energy
CEG
$93.8B
– –
-100
Closed -$9.15K
CEG icon
1297
PUT
Constellation Energy
CEG
$93.8B
– –
-100
Closed -$9.15K
CERS icon
1298
Cerus
CERS
$433M
– –
-27,544
Closed -$67.8K
CERS icon
1299
PUT
Cerus
CERS
$433M
– –
-50,000
Closed -$123K
CFG icon
1300
CALL
Citizens Financial Group
CFG
$30.3B
– –
-40,000
Closed -$1.04M
50 51
52
53 54

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.