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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATEX icon
1276
Anterix
ATEX
$1.81B
– –
-2,956
Closed -$106K
AVAV icon
1277
CALL
AeroVironment
AVAV
$7.56B
– –
-125,000
Closed -$10.4M
AVAV icon
1278
PUT
AeroVironment
AVAV
$7.56B
– –
-49,100
Closed -$4.09M
AWK icon
1279
American Water Works
AWK
$26.7B
– –
-4,000
Closed -$520K
AX icon
1280
CALL
Axos Financial
AX
$5.77B
– –
-50,000
Closed -$1.71M
AX icon
1281
Axos Financial
AX
$5.77B
– –
-1,981
Closed -$75.5K
DCH
1282
Dauch Corp
DCH
$1.34B
– –
-70,000
Closed -$478K
DCH
1283
PUT
Dauch Corp
DCH
$1.34B
– –
-195,000
Closed -$1.33M
AXTA icon
1284
CALL
Axalta
AXTA
$7.66B
– –
-90,000
Closed -$1.9M
BAC icon
1285
PUT
Bank of America
BAC
$435B
– –
-43,000
Closed -$1.3M
BALL icon
1286
Ball Corp
BALL
$17.3B
– –
-4,000
Closed -$207K
BBIO icon
1287
CALL
BridgeBio Pharma
BBIO
$15.7B
– –
-57,500
Closed -$573K
BBIO icon
1288
PUT
BridgeBio Pharma
BBIO
$15.7B
– –
-57,500
Closed -$573K
BBY icon
1289
Best Buy
BBY
$18.2B
– –
-2,284
Closed -$145K
BBY icon
1290
PUT
Best Buy
BBY
$18.2B
– –
-35,000
Closed -$2.22M
BCTX
1291
CALL
Briacell Therapeutics
BCTX
$29.9M
– –
-1,180
Closed -$996K
BGC icon
1292
BGC Group
BGC
$5.45B
– –
-66,200
Closed -$207K
BLKB icon
1293
PUT
Blackbaud
BLKB
$1.94B
– –
-37,500
Closed -$1.65M
BLND icon
1294
CALL
Blend Labs
BLND
$431M
– –
-120,000
Closed -$265K
BLND icon
1295
Blend Labs
BLND
$431M
– –
-160,000
Closed -$353K
BLNK icon
1296
CALL
Blink Charging
BLNK
$74.3M
– –
-20,000
Closed -$355K
BN icon
1297
PUT
Brookfield
BN
$104B
– –
-111,330
Closed -$2.45M
BSET icon
1298
CALL
Bassett Furniture
BSET
$164M
– –
-82,000
Closed -$1.28M
BSX icon
1299
Boston Scientific
BSX
$69.5B
– –
-12,500
Closed -$485K
BTG icon
1300
CALL
B2Gold
BTG
$5B
– –
-600,000
Closed -$1.93M
50 51
52
53 54

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.