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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.65B
AUM Growth
+$265M
Cap. Flow
+$127M
Cap. Flow %
2.72%
Top 10 Hldgs %
14.76%
Holding
1,541
New
606
Increased
154
Reduced
157
Closed
549

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$22.7M
2
BIIB icon
Biogen
BIIB
+$20.4M
3
NEM icon
Newmont
NEM
+$17.6M
4
CNC icon
Centene
CNC
+$14.6M
5
W icon
Wayfair
W
+$14.5M

Top Sells

Rank Stock Value
1
ENPH icon
Enphase Energy
ENPH
+$25.5M
2
SEDG icon
SolarEdge
SEDG
+$22.3M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$19.6M
4
TECK icon
Teck Resources
TECK
+$19.4M
5
SBNY
Signature Bank
SBNY
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.62%
2 Healthcare 5.35%
3 Consumer Discretionary 4.01%
4 Technology 1.72%
5 Materials 1.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
1276
CALL
M&T Bank
MTB
$34B
– –
-27,500
Closed -$3.5M
NBIX icon
1277
PUT
Neurocrine Biosciences
NBIX
$15.2B
– –
-80,000
Closed -$7.67M
NKE icon
1278
CALL
Nike
NKE
$53.7B
– –
-8,000
Closed -$1.13M
NKE icon
1279
Nike
NKE
$53.7B
– –
-30,000
Closed -$4.24M
NKE icon
1280
PUT
Nike
NKE
$53.7B
– –
-12,500
Closed -$1.77M
NLY icon
1281
PUT
Annaly Capital Management
NLY
$16.1B
– –
-125,000
Closed -$4.23M
NNDM
1282
CALL
Nano Dimension
NNDM
$323M
– –
-40,000
Closed -$364K
NOG icon
1283
Northern Oil and Gas
NOG
$2.89B
– –
-18,133
Closed -$159K
NOG icon
1284
PUT
Northern Oil and Gas
NOG
$2.89B
– –
-342,800
Closed -$3M
NOK icon
1285
CALL
Nokia
NOK
$55.1B
– –
-488,900
Closed -$1.91M
NVCR icon
1286
NovoCure
NVCR
$1.88B
– –
-55,400
Closed -$8.76M
NVCR icon
1287
PUT
NovoCure
NVCR
$1.88B
– –
-119,100
Closed -$20.6M
OCUL icon
1288
CALL
Ocular Therapeutix
OCUL
$2.24B
– –
-45,000
Closed -$933K
OIH icon
1289
CALL
VanEck Oil Services ETF
OIH
$2.02B
– –
-500,000
Closed -$77M
OKE icon
1290
Oneok
OKE
$59.7B
– –
-4,500
Closed -$172K
OMF icon
1291
OneMain Financial
OMF
$7.08B
– –
-30,626
Closed -$1.48M
OMF icon
1292
PUT
OneMain Financial
OMF
$7.08B
– –
-198,600
Closed -$9.56M
ON icon
1293
CALL
ON Semiconductor
ON
$28.5B
– –
-200,000
Closed -$6.55M
ON icon
1294
PUT
ON Semiconductor
ON
$28.5B
– –
-60,000
Closed -$1.96M
OUT icon
1295
Outfront Media
OUT
$4.95B
– –
-77,722
Closed -$1.58M
OZK icon
1296
CALL
Bank OZK
OZK
$5.36B
– –
-50,000
Closed -$1.56M
PACB icon
1297
CALL
Pacific Biosciences
PACB
$417M
– –
-70,000
Closed -$1.81M
PACB icon
1298
PUT
Pacific Biosciences
PACB
$417M
– –
-70,000
Closed -$1.81M
PAGS icon
1299
PagSeguro Digital
PAGS
$2.65B
– –
-15,900
Closed -$852K
PAGS icon
1300
PUT
PagSeguro Digital
PAGS
$2.65B
– –
-17,000
Closed -$967K
50 51
52
53 54

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Caption Management's Q1 2021 Portfolio in Review

As of Q1 2021, Caption Management held 1,541 positions worth $4.65B, up 6% from $4.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q1 2021 filing shows 606 new, 154 increased, 157 reduced and 549 closed positions. Its largest new stake was Amgen: 95,000 shares worth $23.6M. The largest sale was Enphase Energy, an estimated $25.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 87% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q1 2021 buy was Amgen: 95,000 shares worth $23.6M.
  • Caption Management added most to Wayfair in Q1 2021, an estimated $14.5M increase.
  • Caption Management's biggest Q1 2021 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $19.6M.
  • Caption Management fully exited Enphase Energy in Q1 2021, selling an estimated $25.5M.
  • Caption Management's ten largest holdings make up 15% of its $4.65B portfolio in Q1 2021.
  • Caption Management opened 606 new positions and closed 549 in Q1 2021.
  • Caption Management's portfolio value rose 6% quarter-over-quarter to $4.65B.

Based on Caption Management's 13F filing for Q1 2021, filed 17 May 2021.