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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
1276
Western Midstream Partners
WES
$19.2B
– –
-100
Closed -$1K
WES icon
1277
PUT
Western Midstream Partners
WES
$19.2B
– –
-200,000
Closed -$1.6M
WFC icon
1278
CALL
Wells Fargo
WFC
$261B
– –
-75,000
Closed -$1.76M
WFC icon
1279
Wells Fargo
WFC
$261B
– –
-40,000
Closed -$941K
WH icon
1280
CALL
Wyndham Hotels & Resorts
WH
$5.56B
– –
-60,000
Closed -$3.03M
WKHS icon
1281
Workhorse Group
WKHS
$33.2M
– –
-2
Closed -$130K
WRAP icon
1282
CALL
Wrap Technologies
WRAP
$103M
– –
-470,000
Closed -$3.18M
WTTR icon
1283
Select Water Solutions
WTTR
$2.3B
– –
-18,958
Closed -$74K
WTTR icon
1284
PUT
Select Water Solutions
WTTR
$2.3B
– –
-43,300
Closed -$167K
WWD icon
1285
CALL
Woodward
WWD
$21.5B
– –
-22,500
Closed -$1.8M
XBI icon
1286
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-100,000
Closed -$11.1M
XBI icon
1287
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-100,000
Closed -$11.1M
XOM icon
1288
PUT
ExxonMobil
XOM
$644B
– –
-200,000
Closed -$6.87M
YUMC icon
1289
CALL
Yum China
YUMC
$16.5B
– –
-275,300
Closed -$14.6M
PRKS icon
1290
PUT
United Parks & Resorts
PRKS
$2.1B
– –
-10,000
Closed -$197K
QTTB icon
1291
Q32 Bio
QTTB
$466M
– –
-200
Closed -$39K
ONC
1292
CALL
BeOne Medicines Ltd
ONC
$32.8B
– –
-10,500
Closed -$3.01M
ONC
1293
PUT
BeOne Medicines Ltd
ONC
$32.8B
– –
-10,500
Closed -$3.01M
PDCO
1294
DELISTED
Patterson Companies, Inc.
PDCO
$0 ﹤0.01%
+11
New +$312
CUTR
1295
DELISTED
Cutera, Inc.
CUTR
– –
-30,000
Closed -$569K
SUM
1296
CALL
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-101,700
Closed -$1.65M
ETRN
1297
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-140,000
Closed -$1.19M
ETRN
1298
PUT
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-419,200
Closed -$3.55M
MRNS
1299
CALL
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-648,700
Closed -$8.34M
TAST
1300
CALL
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-23,100
Closed -$149K
50 51
52
53 54

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.