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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AI icon
1251
PUT
C3.ai
AI
$1.43B
– –
-125,000
Closed -$4.55M
AIG icon
1252
CALL
American International
AIG
$41.7B
– –
-50,400
Closed -$2.9M
ALIT icon
1253
CALL
Alight
ALIT
$447M
– –
-7,750
Closed -$1.43M
AM icon
1254
Antero Midstream
AM
$10.4B
– –
-14,250
Closed -$165K
AMBA icon
1255
Ambarella
AMBA
$3.77B
– –
-6,500
Closed -$544K
AMGN icon
1256
Amgen
AMGN
$208B
– –
-21,912
Closed -$4.86M
AMGN icon
1257
PUT
Amgen
AMGN
$208B
– –
-125,000
Closed -$27.8M
APO icon
1258
PUT
Apollo Global Management
APO
$72.4B
– –
-100,000
Closed -$7.68M
APP icon
1259
PUT
Applovin
APP
$133B
– –
-90,000
Closed -$2.32M
ARCB icon
1260
ArcBest
ARCB
$3.23B
– –
-7,700
Closed -$761K
ARQT icon
1261
CALL
Arcutis Biotherapeutics
ARQT
$3.36B
– –
-135,000
Closed -$1.29M
ASND icon
1262
PUT
Ascendis Pharma A/S
ASND
$16B
– –
-32,500
Closed -$2.9M
ASO icon
1263
Academy Sports + Outdoors
ASO
$2.94B
– –
-26,000
Closed -$1.41M
AU icon
1264
PUT
AngloGold Ashanti
AU
$40.1B
– –
-140,000
Closed -$2.95M
AVGO icon
1265
CALL
Broadcom
AVGO
$1.85T
– –
-150,000
Closed -$13M
AXSM icon
1266
PUT
Axsome Therapeutics
AXSM
$11.2B
– –
-27,500
Closed -$1.98M
AZEK
1267
CALL
DELISTED
The AZEK Co
AZEK
– –
-50,000
Closed -$1.51M
BB icon
1268
BlackBerry
BB
$4.98B
– –
-25,000
Closed -$123K
BCTX
1269
CALL
Briacell Therapeutics
BCTX
$29.9M
– –
-667
Closed -$642K
BDX icon
1270
Becton Dickinson
BDX
$45.6B
– –
-1,600
Closed -$422K
BE icon
1271
CALL
Bloom Energy
BE
$60.6B
– –
-130,400
Closed -$2.13M
BEAM icon
1272
CALL
Beam Therapeutics
BEAM
$2.63B
– –
-75,000
Closed -$2.39M
BEEM icon
1273
Beam Global
BEEM
$23.3M
– –
-10,000
Closed -$93.6K
BHC icon
1274
Bausch Health
BHC
$2.58B
– –
-183,208
Closed -$1.58M
BJRI icon
1275
CALL
BJ's Restaurants
BJRI
$1.42B
– –
-57,000
Closed -$1.81M
49 50
51
52 53

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.