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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
1251
PUT
Altimmune
ALT
$628M
– –
-146,000
Closed -$1.86M
OSG
1252
CALL
Octave Specialty Group
OSG
$212M
– –
-734,100
Closed -$9.36M
OSG
1253
PUT
Octave Specialty Group
OSG
$212M
– –
-566,100
Closed -$7.22M
AMC icon
1254
CALL
AMC Entertainment Holdings
AMC
$2.36B
– –
-1,500
Closed -$105K
AMLX icon
1255
CALL
Amylyx Pharmaceuticals
AMLX
$3.62B
– –
-174,900
Closed -$4.92M
AMLX icon
1256
Amylyx Pharmaceuticals
AMLX
$3.62B
– –
-42,947
Closed -$1.21M
AMLX icon
1257
PUT
Amylyx Pharmaceuticals
AMLX
$3.62B
– –
-145,000
Closed -$4.08M
APA icon
1258
CALL
APA Corp
APA
$15.7B
– –
-210,000
Closed -$7.18M
ARCB icon
1259
ArcBest
ARCB
$2.89B
– –
-20,000
Closed -$1.45M
ARCB icon
1260
PUT
ArcBest
ARCB
$2.89B
– –
-49,500
Closed -$3.6M
ARCT icon
1261
CALL
Arcturus Therapeutics
ARCT
$435M
– –
-30,000
Closed -$444K
ARCT icon
1262
Arcturus Therapeutics
ARCT
$435M
– –
-15,000
Closed -$222K
ARCT icon
1263
PUT
Arcturus Therapeutics
ARCT
$435M
– –
-30,000
Closed -$444K
ARKW icon
1264
ARK Next Generation Technology ETF
ARKW
$1.79B
– –
-70,000
Closed -$3.19M
ARVN icon
1265
CALL
Arvinas
ARVN
$531M
– –
-146,300
Closed -$6.51M
ARWR icon
1266
Arrowhead Research
ARWR
$9.21B
– –
-45,000
Closed -$1.49M
ARWR icon
1267
PUT
Arrowhead Research
ARWR
$9.21B
– –
-45,000
Closed -$1.49M
ASAN icon
1268
CALL
Asana
ASAN
$2.2B
– –
-35,500
Closed -$788K
ASAN icon
1269
Asana
ASAN
$2.2B
– –
-27,000
Closed -$601K
ASAN icon
1270
PUT
Asana
ASAN
$2.2B
– –
-100,000
Closed -$2.22M
ASH icon
1271
CALL
Ashland
ASH
$3.21B
– –
-9,500
Closed -$901K
ASH icon
1272
Ashland
ASH
$3.21B
– –
-32,000
Closed -$3.04M
ASH icon
1273
PUT
Ashland
ASH
$3.21B
– –
-10,000
Closed -$948K
ASLE icon
1274
CALL
AerSale
ASLE
$257M
– –
-87,500
Closed -$1.62M
ASND icon
1275
Ascendis Pharma A/S
ASND
$16.2B
– –
-24,472
Closed -$2.84M
49 50
51
52 53

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AWM
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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.