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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
1251
PUT
Altimmune
ALT
$552M
– –
-146,000
Closed -$1.86M
OSG
1252
CALL
Octave Specialty Group
OSG
$243M
– –
-734,100
Closed -$9.36M
OSG
1253
PUT
Octave Specialty Group
OSG
$243M
– –
-566,100
Closed -$7.22M
AMC icon
1254
CALL
AMC Entertainment Holdings
AMC
$2.52B
– –
-1,500
Closed -$105K
AMLX icon
1255
CALL
Amylyx Pharmaceuticals
AMLX
$2.26B
– –
-174,900
Closed -$4.92M
AMLX icon
1256
Amylyx Pharmaceuticals
AMLX
$2.26B
– –
-42,947
Closed -$1.21M
AMLX icon
1257
PUT
Amylyx Pharmaceuticals
AMLX
$2.26B
– –
-145,000
Closed -$4.08M
APA icon
1258
CALL
APA Corp
APA
$13.2B
– –
-210,000
Closed -$7.18M
ARCB icon
1259
ArcBest
ARCB
$3.23B
– –
-20,000
Closed -$1.45M
ARCB icon
1260
PUT
ArcBest
ARCB
$3.23B
– –
-49,500
Closed -$3.6M
ARCT icon
1261
CALL
Arcturus Therapeutics
ARCT
$164M
– –
-30,000
Closed -$444K
ARCT icon
1262
Arcturus Therapeutics
ARCT
$164M
– –
-15,000
Closed -$222K
ARCT icon
1263
PUT
Arcturus Therapeutics
ARCT
$164M
– –
-30,000
Closed -$444K
ARKW icon
1264
ARK Web x.0 ETF
ARKW
$1.63B
– –
-70,000
Closed -$3.19M
ARVN icon
1265
CALL
Arvinas
ARVN
$518M
– –
-146,300
Closed -$6.51M
ARWR icon
1266
Arrowhead Research
ARWR
$11.9B
– –
-45,000
Closed -$1.49M
ARWR icon
1267
PUT
Arrowhead Research
ARWR
$11.9B
– –
-45,000
Closed -$1.49M
ASAN icon
1268
CALL
Asana
ASAN
$1.92B
– –
-35,500
Closed -$788K
ASAN icon
1269
Asana
ASAN
$1.92B
– –
-27,000
Closed -$601K
ASAN icon
1270
PUT
Asana
ASAN
$1.92B
– –
-100,000
Closed -$2.22M
ASH icon
1271
CALL
Ashland
ASH
$3.33B
– –
-9,500
Closed -$901K
ASH icon
1272
Ashland
ASH
$3.33B
– –
-32,000
Closed -$3.04M
ASH icon
1273
PUT
Ashland
ASH
$3.33B
– –
-10,000
Closed -$948K
ASLE icon
1274
CALL
AerSale
ASLE
$293M
– –
-87,500
Closed -$1.62M
ASND icon
1275
Ascendis Pharma A/S
ASND
$16B
– –
-24,472
Closed -$2.84M
49 50
51
52 53

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.