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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TZOO icon
1251
CALL
Travelzoo
TZOO
$74.3M
– –
-13,500
Closed -$88K
TZOO icon
1252
PUT
Travelzoo
TZOO
$74.3M
– –
-13,500
Closed -$88K
UAA icon
1253
Under Armour
UAA
$2.84B
– –
-125,333
Closed -$1.92M
UAL icon
1254
CALL
United Airlines
UAL
$39.4B
– –
-50,000
Closed -$1.74M
ULTA icon
1255
PUT
Ulta Beauty
ULTA
$22B
– –
-30,000
Closed -$6.72M
UNFI icon
1256
United Natural Foods
UNFI
$3.08B
– –
-212,500
Closed -$3.16M
UNFI icon
1257
PUT
United Natural Foods
UNFI
$3.08B
– –
-125,000
Closed -$1.86M
UPBD icon
1258
Upbound Group
UPBD
$1.13B
– –
-25,010
Closed -$849K
USB icon
1259
CALL
US Bancorp
USB
$98.2B
– –
-100,000
Closed -$3.58M
USB icon
1260
PUT
US Bancorp
USB
$98.2B
– –
-90,000
Closed -$3.23M
USFD icon
1261
CALL
US Foods
USFD
$22.2B
– –
-50,000
Closed -$1.11M
USFD icon
1262
US Foods
USFD
$22.2B
– –
-98,300
Closed -$2.18M
USFD icon
1263
PUT
US Foods
USFD
$22.2B
– –
-24,500
Closed -$545K
VCEL icon
1264
CALL
Vericel Corp
VCEL
$2.35B
– –
-3,000
Closed -$57K
VIAV icon
1265
CALL
Viavi Solutions
VIAV
$9.12B
– –
-175,900
Closed -$2.06M
VIRT icon
1266
CALL
Virtu Financial
VIRT
$5.11B
– –
-37,000
Closed -$851K
VOYA icon
1267
CALL
Voya Financial
VOYA
$9.01B
– –
-95,000
Closed -$4.55M
VRM icon
1268
CALL
Vroom Inc
VRM
$39M
– –
-625
Closed -$2.59M
VRM icon
1269
Vroom Inc
VRM
$39M
– –
-250
Closed -$1.03M
VRTX icon
1270
CALL
Vertex Pharmaceuticals
VRTX
$121B
– –
-8,000
Closed -$2.18M
VTR icon
1271
Ventas
VTR
$48B
– –
-12,000
Closed -$555K
VUG icon
1272
CALL
Vanguard Morningstar Growth ETF
VUG
$220B
– –
-1,175,400
Closed -$44.6M
VUG icon
1273
PUT
Vanguard Morningstar Growth ETF
VUG
$220B
– –
-131,400
Closed -$4.98M
WELL icon
1274
CALL
Welltower
WELL
$169B
– –
-33,000
Closed -$1.82M
WEN icon
1275
PUT
Wendy's
WEN
$1.4B
– –
-75,000
Closed -$1.67M
49 50
51
52 53

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.