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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBI icon
1226
CALL
MBIA
MBI
$261M
$5.77K ﹤0.01%
800
– –
MCOMW
1227
DELISTED
micromobility.com Inc. Warrant
MCOMW
$5.53K ﹤0.01%
250,000
– –
ABUS icon
1228
Arbutus Biopharma
ABUS
$857M
$5.42K ﹤0.01%
+2,671
New +$5.6K
ADTHW
1229
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$4.74K ﹤0.01%
133,416
– –
BURU.WS
1230
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$4.26K ﹤0.01%
197,049
– –
NOVA
1231
DELISTED
Sunnova Energy
NOVA
$3.07K ﹤0.01%
+293
New +$4.58K
SHPWW
1232
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$1.98K ﹤0.01%
283,253
– –
LOCL.WS
1233
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
$1.86K ﹤0.01%
62,144
– –
OPEN icon
1234
Opendoor
OPEN
$3.64B
$1.85K ﹤0.01%
723
– –
OPEN icon
1235
PUT
Opendoor
OPEN
$3.64B
$1.85K ﹤0.01%
723
– –
VAL.WS icon
1236
Valaris Ltd Warrants
VAL.WS
$684M
$962 ﹤0.01%
66
– –
PGNY icon
1237
Progyny
PGNY
$2.44B
$782 ﹤0.01%
23
-5,022
-100% -$190K
ML.WS
1238
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$712 ﹤0.01%
15,476
– –
VRAY
1239
DELISTED
ViewRay, Inc.
VRAY
$632 ﹤0.01%
77,086
-300,000
-80% -$71.2K
VRAY
1240
CALL
DELISTED
ViewRay, Inc.
VRAY
$185 ﹤0.01%
+22,600
New +$5.36K
AAP icon
1241
Advance Auto Parts
AAP
$3.35B
– –
-107,500
Closed -$7.2M
AAP icon
1242
PUT
Advance Auto Parts
AAP
$3.35B
– –
-107,600
Closed -$7.56M
ABR icon
1243
PUT
Arbor Realty Trust
ABR
$964M
– –
-45,000
Closed -$667K
ACDC icon
1244
ProFrac Holding
ACDC
$731M
– –
-15,406
Closed -$172K
ADP icon
1245
CALL
Automatic Data Processing
ADP
$106B
– –
-22,300
Closed -$4.9M
ADP icon
1246
Automatic Data Processing
ADP
$106B
– –
-3,000
Closed -$659K
ADP icon
1247
PUT
Automatic Data Processing
ADP
$106B
– –
-94,000
Closed -$20.7M
ADPT icon
1248
Adaptive Biotechnologies
ADPT
$3.59B
– –
-18,200
Closed -$122K
AEO icon
1249
American Eagle Outfitters
AEO
$2.88B
– –
-43,750
Closed -$516K
AGL icon
1250
CALL
Agilon Health
AGL
$1.53B
– –
-2,000
Closed -$867K
48 49
50
51 52

Similar funds

ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.