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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENVX icon
1226
Enovix
ENVX
$641M
$1.95K ﹤0.01%
179
-77,951
-100% -$959K
OZON
1227
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$928 ﹤0.01%
80
– –
VAL.WS icon
1228
Valaris Ltd Warrants
VAL.WS
$732M
$785 ﹤0.01%
66
– –
ML.WS
1229
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$636 ﹤0.01%
15,476
– –
NRG icon
1230
NRG Energy
NRG
$22.6B
$350 ﹤0.01%
+11
New +$435
AKAM icon
1231
Akamai
AKAM
$15B
$253 ﹤0.01%
3
-2,048
-100% -$178K
ABCL icon
1232
CALL
AbCellera Biologics
ABCL
$3.78B
– –
-350,100
Closed -$3.46M
ACAD icon
1233
CALL
Acadia Pharmaceuticals
ACAD
$4.75B
– –
-45,000
Closed -$738K
ACAD icon
1234
PUT
Acadia Pharmaceuticals
ACAD
$4.75B
– –
-45,000
Closed -$738K
ACI icon
1235
CALL
Albertsons Companies
ACI
$6.1B
– –
-50,000
Closed -$1.24M
ACI icon
1236
Albertsons Companies
ACI
$6.1B
– –
-39,800
Closed -$989K
ACI icon
1237
PUT
Albertsons Companies
ACI
$6.1B
– –
-50,000
Closed -$1.24M
ADNT icon
1238
CALL
Adient
ADNT
$1.41B
– –
-90,000
Closed -$2.5M
ADNT icon
1239
Adient
ADNT
$1.41B
– –
-17,000
Closed -$472K
AEM icon
1240
Agnico Eagle Mines
AEM
$99B
– –
-88,020
Closed -$4.15M
AER icon
1241
AerCap
AER
$22.4B
– –
-600
Closed -$33.1K
AER icon
1242
PUT
AerCap
AER
$22.4B
– –
-125,000
Closed -$5.29M
AES icon
1243
CALL
AES
AES
$10.6B
– –
-151,800
Closed -$3.43M
AES icon
1244
AES
AES
$10.6B
– –
-8,700
Closed -$196K
AGI icon
1245
CALL
Alamos Gold
AGI
$14.4B
– –
-336,000
Closed -$2.49M
AGI icon
1246
PUT
Alamos Gold
AGI
$14.4B
– –
-500,000
Closed -$3.7M
AKRO
1247
CALL
DELISTED
Akero Therapeutics
AKRO
– –
-106,300
Closed -$3.62M
AKYA
1248
CALL
DELISTED
Akoya BioSciences
AKYA
– –
-312,500
Closed -$3.67M
ALKS icon
1249
CALL
Alkermes
ALKS
$7.73B
– –
-30,000
Closed -$669K
ALKS icon
1250
PUT
Alkermes
ALKS
$7.73B
– –
-30,000
Closed -$669K
48 49
50
51 52

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.