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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RUN icon
1226
Sunrun
RUN
$1.99B
$440K 0.01%
+10,000
New +$477K
CVAC
1227
DELISTED
CureVac
CVAC
$437K 0.01%
+8,000
New +$482K
ENLC
1228
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$437K 0.01%
+64,100
New +$376K
KMDA icon
1229
Kamada
KMDA
$473M
$435K 0.01%
82,138
+43,016
+110% +$235K
MCOMW
1230
DELISTED
micromobility.com Inc. Warrant
MCOMW
$435K 0.01%
+250,000
New +$247K
TEN
1231
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$435K 0.01%
30,500
+10,500
+53% +$169K
APP icon
1232
Applovin
APP
$109B
$434K 0.01%
+6,000
New +$408K
SEER icon
1233
PUT
Seer Inc
SEER
$105M
$432K ﹤0.01%
+12,500
New +$430K
EYPT icon
1234
PUT
EyePoint Inc
EYPT
$297M
$424K ﹤0.01%
+40,700
New +$388K
ENDP
1235
PUT
DELISTED
Endo International plc
ENDP
$423K ﹤0.01%
+130,500
New +$461K
PRQR icon
1236
CALL
ProQR Therapeutics
PRQR
$262M
$421K ﹤0.01%
+50,300
New +$329K
SMFG icon
1237
PUT
Sumitomo Mitsui Financial
SMFG
$166B
$421K ﹤0.01%
60,000
– –
CI icon
1238
Cigna
CI
$74.1B
$420K ﹤0.01%
+2,100
New +$457K
AERI
1239
CALL
DELISTED
Aerie Pharmaceuticals
AERI
$417K ﹤0.01%
+36,600
New +$535K
ZEV
1240
CALL
DELISTED
Lightning eMotors, Inc.
ZEV
$412K ﹤0.01%
+2,410
New +$386K
ARNA
1241
DELISTED
Arena Pharmaceuticals Inc
ARNA
$411K ﹤0.01%
+6,900
New +$408K
LICY
1242
DELISTED
Li-Cycle Holdings Corp.
LICY
$410K ﹤0.01%
+4,375
New +$322K
KYNB
1243
Kyntra Bio
KYNB
$30.8M
$408K ﹤0.01%
+1,596
New +$566K
BOOT icon
1244
Boot Barn
BOOT
$3.72B
$400K ﹤0.01%
+4,500
New +$388K
HCAT icon
1245
Health Catalyst
HCAT
$130M
$400K ﹤0.01%
8,000
– –
ENB icon
1246
Enbridge
ENB
$106B
$398K ﹤0.01%
+10,000
New +$394K
CUE icon
1247
Cue Biopharma
CUE
$248M
$396K ﹤0.01%
907
– –
RPAI
1248
CALL
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$386K ﹤0.01%
+30,000
New +$375K
ATRC icon
1249
PUT
AtriCure
ATRC
$2.91B
$383K ﹤0.01%
+5,500
New +$423K
ATOS icon
1250
CALL
Atossa Therapeutics
ATOS
$24.1M
$380K ﹤0.01%
7,780
-21,967
-74% -$1.28M
48 49
50
51 52

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AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.