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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWH icon
1226
Sportsman's Warehouse
SPWH
$44.5M
– –
-54,900
Closed -$786K
SPYG icon
1227
CALL
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
– –
-379,200
Closed -$19M
SPYG icon
1228
PUT
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
– –
-38,300
Closed -$1.92M
STLA icon
1229
Stellantis
STLA
$21.7B
– –
-100,100
Closed -$1.48M
STNE icon
1230
StoneCo
STNE
$2.77B
– –
-7,450
Closed -$499K
SWK icon
1231
CALL
Stanley Black & Decker
SWK
$14.3B
– –
-25,000
Closed -$4.05M
SWK icon
1232
Stanley Black & Decker
SWK
$14.3B
– –
-33,000
Closed -$5.35M
SWK icon
1233
PUT
Stanley Black & Decker
SWK
$14.3B
– –
-50,000
Closed -$8.11M
TBPH icon
1234
CALL
Theravance Biopharma
TBPH
$874M
– –
-30,000
Closed -$443K
TBPH icon
1235
Theravance Biopharma
TBPH
$874M
– –
-4,400
Closed -$65K
TBPH icon
1236
PUT
Theravance Biopharma
TBPH
$874M
– –
-30,000
Closed -$443K
TCOM icon
1237
Trip.com Group
TCOM
$29.6B
– –
-8,000
Closed -$249K
TDOC icon
1238
CALL
Teladoc Health
TDOC
$1.22B
– –
-40,000
Closed -$8.77M
TGNA
1239
CALL
DELISTED
TEGNA Inc
TGNA
– –
-125,000
Closed -$1.47M
THO icon
1240
CALL
Thor Industries
THO
$3.9B
– –
-42,400
Closed -$4.04M
TME icon
1241
CALL
Tencent Music
TME
$15.5B
– –
-75,000
Closed -$1.11M
TMHC
1242
CALL
DELISTED
Taylor Morrison
TMHC
– –
-45,000
Closed -$1.11M
TMHC
1243
PUT
DELISTED
Taylor Morrison
TMHC
– –
-45,000
Closed -$1.11M
TMUS icon
1244
CALL
T-Mobile US
TMUS
$185B
– –
-100,000
Closed -$11.4M
TPB icon
1245
CALL
Turning Point Brands
TPB
$1.45B
– –
-131,900
Closed -$3.68M
TPIC
1246
DELISTED
TPI Composites
TPIC
– –
-35,000
Closed -$1.01M
TREX icon
1247
Trex
TREX
$4.51B
– –
-28,000
Closed -$2M
TRP icon
1248
TC Energy
TRP
$70.2B
– –
-13,000
Closed -$546K
TSEM icon
1249
CALL
Tower Semiconductor
TSEM
$24.8B
– –
-150,000
Closed -$2.73M
TYL icon
1250
CALL
Tyler Technologies
TYL
$12.7B
– –
-20,000
Closed -$6.97M
48 49
50
51 52

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.