We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
101
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$18.8M 0.22%
2,502,000
+702,500
+39% +$6.38M
MDT icon
102
CALL
Medtronic
MDT
$110B
$18.8M 0.22%
150,000
+41,800
+39% +$5.41M
MDT icon
103
PUT
Medtronic
MDT
$110B
$18.8M 0.22%
+150,000
New +$19.4M
DISH
104
PUT
DELISTED
DISH Network Corp.
DISH
$18.8M 0.21%
432,500
– –
CPLG
105
CALL
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$18.4M 0.21%
1,186,800
+276,300
+30% +$3.81M
TMO icon
106
CALL
Thermo Fisher Scientific
TMO
$214B
$18.3M 0.21%
+32,000
New +$17.6M
FCX icon
107
CALL
Freeport-McMoran
FCX
$91.2B
$18.3M 0.21%
562,000
+365,000
+185% +$12.9M
CSTM icon
108
PUT
Constellium
CSTM
$3.87B
$18.3M 0.21%
972,500
+188,700
+24% +$3.63M
COF icon
109
Capital One
COF
$129B
$18.2M 0.21%
+112,100
New +$18.3M
COF icon
110
PUT
Capital One
COF
$129B
$18.2M 0.21%
+112,100
New +$18.3M
TJX icon
111
CALL
TJX Companies
TJX
$176B
$18.1M 0.21%
275,000
+260,600
+1,810% +$18.2M
B
112
Barrick Mining
B
$63.2B
$18.1M 0.21%
1,002,440
+395,407
+65% +$7.94M
MRK icon
113
Merck
MRK
$321B
$18M 0.21%
240,000
+228,800
+2,043% +$17.4M
MRK icon
114
PUT
Merck
MRK
$321B
$18M 0.21%
+240,000
New +$18.3M
PAAS icon
115
CALL
Pan American Silver
PAAS
$18.6B
$17.9M 0.2%
+768,500
New +$20.1M
BMY icon
116
CALL
Bristol-Myers Squibb
BMY
$132B
$17.8M 0.2%
300,000
+172,000
+134% +$11.3M
WDC icon
117
CALL
Western Digital
WDC
$184B
$17.5M 0.2%
+409,204
New +$19.4M
DGX icon
118
PUT
Quest Diagnostics
DGX
$25.9B
$17.4M 0.2%
120,000
+20,000
+20% +$2.93M
WTW icon
119
CALL
Willis Towers Watson
WTW
$31.7B
$17.4M 0.2%
75,000
+45,000
+150% +$10M
PRTY
120
CALL
DELISTED
Party City Holdco Inc.
PRTY
$17.4M 0.2%
2,454,600
-746,200
-23% -$5.68M
DISH
121
DELISTED
DISH Network Corp.
DISH
$17.4M 0.2%
399,563
+123,763
+45% +$5.27M
APLS
122
CALL
DELISTED
Apellis Pharmaceuticals
APLS
$17.2M 0.2%
520,900
+335,900
+182% +$18.9M
PTON icon
123
Peloton Interactive
PTON
$2.76B
$17.2M 0.2%
197,200
+67,200
+52% +$7.43M
CPE
124
CALL
DELISTED
Callon Petroleum Company
CPE
$17.2M 0.2%
349,600
-30,400
-8% -$1.18M
HWM icon
125
CALL
Howmet Aerospace
HWM
$111B
$17.1M 0.2%
549,100
+349,100
+175% +$11.2M
3 4
5
6 7

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.