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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WBT
101
CALL
DELISTED
Welbilt, Inc.
WBT
| $11.3M | 0.26% |
859,400
+36,900
| +4% | +$331K |
|
102
PUT
Macy's
M
$6.83B
| $11.1M | 0.25% |
990,000
| – | – |
|
103
PUT
International Flavors & Fragrances
IFF
$20.6B
| $11.1M | 0.25% |
102,000
+27,000
| +36% | +$3.03M |
|
104
CALL
Sarepta Therapeutics
SRPT
$1.68B
| $11.1M | 0.25% |
65,000
+55,000
| +550% | +$8.15M |
|
105
CALL
Five Below
FIVE
$12B
| $11M | 0.25% |
+63,100
| New | +$9.34M |
|
106
CALL
TJX Companies
TJX
$174B
| $11M | 0.25% |
+161,300
| New | +$9.81M |
|
107
CALL
Occidental Petroleum
OXY
$55.2B
| $11M | 0.25% |
+635,000
| New | +$8.71M |
|
|
MRTX
108
CALL
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
| $11M | 0.25% |
50,000
-47,900
| -49% | -$10.4M |
|
109
CALL
Consolidated Edison
ED
$39.8B
| $10.8M | 0.25% |
+150,000
| New | +$11.7M |
|
110
PUT
Biogen
BIIB
$29.8B
| $10.8M | 0.25% |
44,000
-29,100
| -40% | -$7.51M |
|
|
ALXN
111
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
| $10.7M | 0.24% |
68,700
+43,700
| +175% | +$5.62M |
|
112
CALL
Credit Acceptance
CACC
$5.99B
| $10.7M | 0.24% |
+31,000
| New | +$10.1M |
|
113
CALL
MillerKnoll
MLKN
$1.64B
| $10.5M | 0.24% |
310,700
-220,700
| -42% | -$7.68M |
|
|
SBNY
114
DELISTED
Signature Bank
SBNY
| $10.4M | 0.24% |
+77,038
| New | +$8.05M |
|
115
Salesforce
CRM
$152B
| $10.3M | 0.24% |
46,380
-44,320
| -49% | -$10.8M |
|
|
SPWR
116
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
| $10.3M | 0.23% |
400,000
| – | – |
|
|
UFS
117
CALL
DELISTED
DOMTAR CORPORATION (New)
UFS
| $10.1M | 0.23% |
319,700
+219,700
| +220% | +$6.25M |
|
118
CALL
StoneCo
STNE
$2.76B
| $10M | 0.23% |
+119,700
| New | +$8.02M |
|
119
PUT
PG&E
PCG
$38.4B
| $9.99M | 0.23% |
802,000
+155,000
| +24% | +$1.75M |
|
120
CALL
Arrowhead Research
ARWR
$12.1B
| $9.98M | 0.23% |
+130,000
| New | +$8.31M |
|
121
CALL
Sea Limited
SE
$68.1B
| $9.95M | 0.23% |
50,000
| – | – |
|
|
122
PUT
Sarepta Therapeutics
SRPT
$1.68B
| $9.8M | 0.22% |
57,500
-37,500
| -39% | -$5.56M |
|
123
PUT
ScottsMiracle-Gro
SMG
$3.97B
| $9.78M | 0.22% |
+49,100
| New | +$8.42M |
|
124
PUT
Li Auto
LI
$12.9B
| $9.74M | 0.22% |
+338,000
| New | +$9.27M |
|
125
PUT
Zillow
Z
$8.04B
| $9.73M | 0.22% |
+75,000
| New | +$8.3M |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.