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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LH icon
1201
Labcorp
LH
$25B
$23.5K ﹤0.01%
116
-1,397
-92% -$273K
Z icon
1202
Zillow
Z
$7.79B
$22.5K ﹤0.01%
+700
New +$23.2K
EVLV icon
1203
Evolv Technologies
EVLV
$995M
$20.7K ﹤0.01%
8,000
– –
RNG icon
1204
RingCentral
RNG
$4.66B
$17.7K ﹤0.01%
500
-50,822
-99% -$1.82M
WE
1205
CALL
DELISTED
WeWork Inc.
WE
$17.2K ﹤0.01%
+300
New +$28.1K
MCOMW
1206
DELISTED
micromobility.com Inc. Warrant
MCOMW
$16.2K ﹤0.01%
250,000
– –
ET icon
1207
Energy Transfer Partners
ET
$70.1B
$15.4K ﹤0.01%
1,300
-34,857
-96% -$418K
TCDA
1208
DELISTED
Tricida, Inc. Common Stock
TCDA
$15.3K ﹤0.01%
100,000
-46,670
-32% -$139K
ERIC icon
1209
CALL
Ericsson
ERIC
$32.2B
$14.6K ﹤0.01%
2,500
– –
BURU.WS
1210
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$13.8K ﹤0.01%
197,049
– –
XOP icon
1211
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.65B
$13.6K ﹤0.01%
100
-900
-90% -$131K
ADTHW
1212
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$13.3K ﹤0.01%
133,416
– –
MAR icon
1213
Marriott International
MAR
$98.3B
$12.5K ﹤0.01%
+84
New +$12.9K
ADAM
1214
Adamas Trust
ADAM
$815M
$12.3K ﹤0.01%
1,200
– –
LOCL.WS
1215
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
$10.2K ﹤0.01%
62,144
– –
PUBM icon
1216
CALL
PubMatic
PUBM
$585M
$8.97K ﹤0.01%
+700
New +$11K
CLAR icon
1217
CALL
Clarus
CLAR
$123M
$8.62K ﹤0.01%
1,100
-1,289,800
-100% -$12.6M
AIOT
1218
PowerFleet Inc
AIOT
$526M
$8.57K ﹤0.01%
3,187
-208,117
-98% -$570K
MIMO.WS
1219
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$6.42K ﹤0.01%
207,222
– –
CORZ
1220
CALL
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$6K ﹤0.01%
75,000
– –
FNKO icon
1221
Funko
FNKO
$326M
$5.74K ﹤0.01%
526
-15,174
-97% -$213K
SHPWW
1222
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$4.79K ﹤0.01%
283,253
– –
INMB icon
1223
INmune Bio
INMB
$46.5M
$4.37K ﹤0.01%
+689
New +$4.89K
AVYA
1224
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$3.74K ﹤0.01%
19,100
– –
INSG icon
1225
Inseego
INSG
$114M
$2.31K ﹤0.01%
+274
New +$4.12K
47 48
49
50 51

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.