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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
1201
PUT
PTC Therapeutics
PTCT
$5.68B
– –
-30,000
Closed -$1.4M
RARE icon
1202
PUT
Ultragenyx Pharmaceutical
RARE
$2.45B
– –
-27,000
Closed -$2.22M
RCL icon
1203
Royal Caribbean
RCL
$85.1B
– –
-7,000
Closed -$488K
RGEN icon
1204
CALL
Repligen
RGEN
$7.96B
– –
-83,400
Closed -$12.3M
RGNX icon
1205
Regenxbio
RGNX
$620M
– –
-10,500
Closed -$367K
RIGL icon
1206
CALL
Rigel Pharmaceuticals
RIGL
$681M
– –
-7,000
Closed -$168K
RIGL icon
1207
Rigel Pharmaceuticals
RIGL
$681M
$0 ﹤0.01%
+20
New +$579
RIGL icon
1208
PUT
Rigel Pharmaceuticals
RIGL
$681M
– –
-7,000
Closed -$168K
RKT icon
1209
Rocket Companies
RKT
$36.5B
– –
-12,800
Closed -$270K
RMD icon
1210
ResMed
RMD
$30.6B
– –
-2,500
Closed -$428K
RPD icon
1211
Rapid7
RPD
$645M
– –
-17,000
Closed -$1.04M
RXT icon
1212
Rackspace Technology
RXT
$1.05B
– –
-17,700
Closed -$320K
ECHO
1213
EchoStar
ECHO
$24.4B
– –
-13,000
Closed -$324K
SENS icon
1214
CALL
Senseonics Holdings Inc
SENS
$263M
– –
-9,550
Closed -$75K
SFL icon
1215
CALL
SFL Corp
SFL
$1.64B
– –
-80,000
Closed -$599K
SGRY icon
1216
CALL
Surgery Partners
SGRY
$2.01B
– –
-317,000
Closed -$6.94M
SHOP icon
1217
Shopify
SHOP
$152B
– –
-41,000
Closed -$4.3M
SIRI icon
1218
SiriusXM
SIRI
$9.98B
– –
-10,575
Closed -$649K
SJM icon
1219
CALL
J.M. Smucker
SJM
$12.7B
– –
-20,000
Closed -$2.31M
SMH icon
1220
VanEck Semiconductor ETF
SMH
$65.2B
– –
-66,800
Closed -$6.62M
SNDX icon
1221
PUT
Syndax Pharmaceuticals
SNDX
$1.69B
– –
-20,200
Closed -$298K
SPG icon
1222
Simon Property Group
SPG
$74.4B
– –
-5,000
Closed -$323K
SPG icon
1223
PUT
Simon Property Group
SPG
$74.4B
– –
-10,000
Closed -$646K
SPR
1224
DELISTED
Spirit AeroSystems
SPR
– –
-35,000
Closed -$1M
SPWH icon
1225
CALL
Sportsman's Warehouse
SPWH
$44.5M
– –
-217,000
Closed -$3.1M
47 48
49
50 51

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.