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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTCT icon
1201
PUT
PTC Therapeutics
PTCT
$5.48B
– –
-30,000
Closed -$1.4M
RARE icon
1202
PUT
Ultragenyx Pharmaceutical
RARE
$1.29B
– –
-27,000
Closed -$2.22M
RCL icon
1203
Royal Caribbean
RCL
$66.7B
– –
-7,000
Closed -$488K
RGEN icon
1204
CALL
Repligen
RGEN
$9.86B
– –
-83,400
Closed -$12.3M
RGNX icon
1205
Regenxbio
RGNX
$524M
– –
-10,500
Closed -$367K
RIGL icon
1206
CALL
Rigel Pharmaceuticals
RIGL
$829M
– –
-7,000
Closed -$168K
RIGL icon
1207
Rigel Pharmaceuticals
RIGL
$829M
$0 ﹤0.01%
+20
New +$579
RIGL icon
1208
PUT
Rigel Pharmaceuticals
RIGL
$829M
– –
-7,000
Closed -$168K
RKT icon
1209
Rocket Companies
RKT
$37.3B
– –
-12,800
Closed -$270K
RMD icon
1210
ResMed
RMD
$33.1B
– –
-2,500
Closed -$428K
RPD icon
1211
Rapid7
RPD
$840M
– –
-17,000
Closed -$1.04M
RXT icon
1212
Rackspace Technology
RXT
$851M
– –
-17,700
Closed -$320K
ECHO
1213
EchoStar
ECHO
$26.8B
– –
-13,000
Closed -$324K
SENS icon
1214
CALL
Senseonics Holdings Inc
SENS
$470M
– –
-9,550
Closed -$75K
SFL icon
1215
CALL
SFL Corp
SFL
$1.84B
– –
-80,000
Closed -$599K
SGRY icon
1216
CALL
Surgery Partners
SGRY
$1.79B
– –
-317,000
Closed -$6.94M
SHOP icon
1217
Shopify
SHOP
$167B
– –
-41,000
Closed -$4.3M
SIRI icon
1218
SiriusXM
SIRI
$9.95B
– –
-10,575
Closed -$649K
SJM icon
1219
CALL
J.M. Smucker
SJM
$13B
– –
-20,000
Closed -$2.31M
SMH icon
1220
VanEck Semiconductor ETF
SMH
$67.1B
– –
-66,800
Closed -$6.62M
SNDX icon
1221
PUT
Syndax Pharmaceuticals
SNDX
$1.62B
– –
-20,200
Closed -$298K
SPG icon
1222
Simon Property Group
SPG
$66B
– –
-5,000
Closed -$323K
SPG icon
1223
PUT
Simon Property Group
SPG
$66B
– –
-10,000
Closed -$646K
SPR
1224
DELISTED
Spirit AeroSystems
SPR
– –
-35,000
Closed -$1M
SPWH icon
1225
CALL
Sportsman's Warehouse
SPWH
$43.8M
– –
-217,000
Closed -$3.1M
47 48
49
50 51

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BPA
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SA
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AA
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RAM
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.