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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOPN icon
1176
Kopin
KOPN
$652M
$72.9K ﹤0.01%
59,748
-10,252
-15% -$16.6K
GNSS icon
1177
Genasys
GNSS
$76.1M
$72.8K ﹤0.01%
36,227
+227
+0.6% +$676
VSXY
1178
Victoria's Secret
VSXY
$7.05B
$72.5K ﹤0.01%
+4,346
New +$82.2K
XBI icon
1179
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$72.3K ﹤0.01%
990
-144,595
-99% -$11.6M
GTLB icon
1180
GitLab
GTLB
$5.83B
$69.6K ﹤0.01%
1,539
– –
VISN
1181
Vistance Networks Inc
VISN
$2.65B
$67.2K ﹤0.01%
20,000
-2,900
-13% -$11.9K
TSLX icon
1182
Sixth Street Specialty
TSLX
$1.63B
$66.3K ﹤0.01%
+3,243
New +$64.7K
CLVT icon
1183
Clarivate
CLVT
$1.27B
$65.1K ﹤0.01%
9,700
-11,800
-55% -$94.1K
AKRO
1184
DELISTED
Akero Therapeutics
AKRO
$64K ﹤0.01%
1,265
-10,835
-90% -$504K
ET icon
1185
PUT
Energy Transfer Partners
ET
$70.1B
$56.1K ﹤0.01%
4,000
– –
ATOS icon
1186
CALL
Atossa Therapeutics
ATOS
$20.6M
$55.2K ﹤0.01%
5,000
– –
TDAY
1187
USA Today Co
TDAY
$1.27B
$49K ﹤0.01%
20,000
– –
AEHR icon
1188
Aehr Test Systems
AEHR
$2.61B
$48.8K ﹤0.01%
+1,067
New +$49.5K
PTCT icon
1189
PTC Therapeutics
PTCT
$5.68B
$47.5K ﹤0.01%
2,119
-22,599
-91% -$840K
URBN icon
1190
Urban Outfitters
URBN
$6.35B
$45.8K ﹤0.01%
1,400
-7,600
-84% -$260K
AKTS
1191
DELISTED
Akoustis Technologies Inc
AKTS
$45.2K ﹤0.01%
59,987
+48,287
+413% +$89.1K
ELAN icon
1192
Elanco Animal Health
ELAN
$13.2B
$45K ﹤0.01%
4,000
-56,000
-93% -$650K
WEN icon
1193
Wendy's
WEN
$1.4B
$44.9K ﹤0.01%
+2,201
New +$46K
APYX icon
1194
CALL
Apyx Medical
APYX
$173M
$44.5K ﹤0.01%
+13,900
New +$64.8K
DM
1195
PUT
DELISTED
Desktop Metal, Inc.
DM
$43.8K ﹤0.01%
3,000
– –
CIO
1196
PUT
DELISTED
City Office REIT
CIO
$42.5K ﹤0.01%
+10,000
New +$51.4K
JETS icon
1197
US Global Jets ETF
JETS
$776M
$41.5K ﹤0.01%
+2,435
New +$48.1K
GTX icon
1198
Garrett Motion
GTX
$5.81B
$39.4K ﹤0.01%
+5,000
New +$38.5K
FITB
1199
Fifth Third Bancorp
FITB
$51.2B
$38K ﹤0.01%
1,500
-4,600
-75% -$124K
NBIS
1200
Nebius Group N.V.
NBIS
$48.3B
$35.8K ﹤0.01%
1,888
– –
46 47
48
49 50

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.