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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWH icon
1151
Sportsman's Warehouse
SPWH
$44.5M
$72.8K ﹤0.01%
7,741
-5,000
-39% -$46K
SGLY icon
1152
CALL
Singularity Future Technology
SGLY
$4.69M
$72.3K ﹤0.01%
1,229
– –
TBCH
1153
CALL
Turtle Beach Corp
TBCH
$243M
$71.7K ﹤0.01%
10,000
-190,000
-95% -$1.49M
OCUL icon
1154
Ocular Therapeutix
OCUL
$1.79B
$70.3K ﹤0.01%
+25,000
New +$82.8K
BCI icon
1155
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
$68.4K ﹤0.01%
3,100
– –
BCI icon
1156
PUT
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.95B
$68.4K ﹤0.01%
3,100
– –
JPM icon
1157
JPMorgan Chase
JPM
$935B
$67K ﹤0.01%
+500
New +$63.4K
PLYA
1158
DELISTED
Playa Hotels & Resorts
PLYA
$66.5K ﹤0.01%
+10,186
New +$60.5K
APRN
1159
CALL
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$66.4K ﹤0.01%
6,667
-16,666
-71% -$314K
AMC icon
1160
AMC Entertainment Holdings
AMC
$2.52B
$65.5K ﹤0.01%
1,610
+1,500
+1,364% +$94.6K
IMAX icon
1161
IMAX
IMAX
$2.62B
$63.3K ﹤0.01%
4,318
-85,682
-95% -$1.25M
NCLH icon
1162
Norwegian Cruise Line
NCLH
$8.51B
$62.4K ﹤0.01%
5,100
-4,900
-49% -$73.8K
PARR icon
1163
Par Pacific Holdings
PARR
$4.31B
$60.9K ﹤0.01%
2,620
-70,700
-96% -$1.54M
PTON icon
1164
Peloton Interactive
PTON
$2.77B
$59.6K ﹤0.01%
7,501
-59,499
-89% -$571K
OMF icon
1165
OneMain Financial
OMF
$7.2B
$57.5K ﹤0.01%
+1,725
New +$61.2K
TCDA
1166
CALL
DELISTED
Tricida, Inc. Common Stock
TCDA
$57.3K ﹤0.01%
374,900
-821,400
-69% -$2.44M
COMT icon
1167
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$56.4K ﹤0.01%
2,000
– –
COMT icon
1168
PUT
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$56.4K ﹤0.01%
2,000
– –
NOK icon
1169
Nokia
NOK
$51B
$56.1K ﹤0.01%
12,100
-12,700
-51% -$58.6K
IHS icon
1170
IHS Holding
IHS
$2.76B
$55.4K ﹤0.01%
9,000
– –
MAPS
1171
CALL
DELISTED
WM TECHNOLOGY INC A
MAPS
$55.3K ﹤0.01%
54,800
+3,500
+7% +$5.06K
NTLA icon
1172
Intellia Therapeutics
NTLA
$1.49B
$54.1K ﹤0.01%
1,550
-12,056
-89% -$573K
RNG icon
1173
PUT
RingCentral
RNG
$4.66B
$53.1K ﹤0.01%
1,500
-110,300
-99% -$3.95M
BABA icon
1174
Alibaba
BABA
$293B
$52.9K ﹤0.01%
600
-8,500
-93% -$670K
CANO
1175
DELISTED
Cano Health, Inc.
CANO
$51.4K ﹤0.01%
375
-7,875
-95% -$2.67M
45 46
47
48 49

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.