We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCRB icon
1151
CALL
Seres Therapeutics
MCRB
$46.8M
– –
-16,905
Closed -$9.57M
MESO
1152
CALL
Mesoblast
MESO
$1.84B
– –
-15,000
Closed -$557K
META icon
1153
Meta Platforms (Facebook)
META
$1.42T
– –
-17,300
Closed -$4.74M
MGNI icon
1154
Magnite
MGNI
$2.76B
– –
-39,005
Closed -$590K
MJ icon
1155
CALL
Amplify Alternative Harvest ETF
MJ
$101M
– –
-2,475
Closed -$310K
MJ icon
1156
Amplify Alternative Harvest ETF
MJ
$101M
– –
-67
Closed -$8K
MLCO icon
1157
CALL
Melco Resorts & Entertainment
MLCO
$2.22B
– –
-350,000
Closed -$5.83M
MMSI icon
1158
CALL
Merit Medical Systems
MMSI
$5.08B
– –
-47,500
Closed -$2.07M
MMSI icon
1159
PUT
Merit Medical Systems
MMSI
$5.08B
– –
-47,500
Closed -$2.07M
CALY
1160
Callaway Golf Company
CALY
$3.32B
– –
-10,000
Closed -$204K
MPC icon
1161
CALL
Marathon Petroleum
MPC
$92.4B
– –
-90,000
Closed -$2.64M
MRK icon
1162
CALL
Merck
MRK
$322B
– –
-104,800
Closed -$8.29M
MS icon
1163
PUT
Morgan Stanley
MS
$331B
– –
-60,000
Closed -$2.9M
MTDR icon
1164
CALL
Matador Resources
MTDR
$6.2B
– –
-300,000
Closed -$2.48M
MTSI icon
1165
CALL
MACOM Technology Solutions
MTSI
$19.2B
– –
-50,000
Closed -$1.7M
MTSI icon
1166
PUT
MACOM Technology Solutions
MTSI
$19.2B
– –
-50,000
Closed -$1.7M
MXL icon
1167
CALL
MaxLinear
MXL
$6.06B
– –
-141,100
Closed -$3.28M
MXL icon
1168
PUT
MaxLinear
MXL
$6.06B
– –
-174,000
Closed -$4.04M
NBIX icon
1169
CALL
Neurocrine Biosciences
NBIX
$16.8B
– –
-30,000
Closed -$2.89M
NFLX icon
1170
CALL
Netflix
NFLX
$299B
– –
-534,000
Closed -$26.7M
NFLX icon
1171
Netflix
NFLX
$299B
– –
-95,000
Closed -$4.75M
NKTR icon
1172
CALL
Nektar Therapeutics
NKTR
$2.39B
– –
-1,333
Closed -$331K
NKTR icon
1173
Nektar Therapeutics
NKTR
$2.39B
– –
-1
Closed –
NKTR icon
1174
PUT
Nektar Therapeutics
NKTR
$2.39B
– –
-1,333
Closed -$331K
NOK icon
1175
Nokia
NOK
$51B
– –
-54,889
Closed -$216K
45 46
47
48 49

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.