We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
1126
Annaly Capital Management
NLY
$17.1B
$140K ﹤0.01%
+7,459
New +$148K
FLUX icon
1127
CALL
Flux Power
FLUX
$11.2M
$138K ﹤0.01%
40,000
-60,000
-60% -$275K
ACCD
1128
DELISTED
Accolade Inc
ACCD
$138K ﹤0.01%
13,000
– –
SNDX icon
1129
Syndax Pharmaceuticals
SNDX
$1.69B
$135K ﹤0.01%
9,302
-2,498
-21% -$47.3K
SHAK icon
1130
Shake Shack
SHAK
$2.53B
$135K ﹤0.01%
+2,318
New +$165K
AU icon
1131
AngloGold Ashanti
AU
$40.1B
$133K ﹤0.01%
8,400
-82,800
-91% -$1.56M
GNW icon
1132
Genworth Financial
GNW
$3.76B
$132K ﹤0.01%
+22,551
New +$130K
VKTX icon
1133
Viking Therapeutics
VKTX
$3.7B
$132K ﹤0.01%
+11,920
New +$170K
MRNS
1134
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$130K ﹤0.01%
+16,200
New +$135K
RVMD icon
1135
Revolution Medicines
RVMD
$39.9B
$127K ﹤0.01%
+4,601
New +$136K
NNDM
1136
CALL
Nano Dimension
NNDM
$316M
$122K ﹤0.01%
+45,000
New +$131K
ETRN
1137
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$122K ﹤0.01%
13,041
-648,462
-98% -$6.19M
KOPN icon
1138
CALL
Kopin
KOPN
$652M
$122K ﹤0.01%
+100,000
New +$162K
FL
1139
DELISTED
Foot Locker
FL
$121K ﹤0.01%
7,000
-21,644
-76% -$484K
AIV
1140
Aimco
AIV
$387M
$119K ﹤0.01%
17,500
-7,500
-30% -$59.7K
MCRB icon
1141
CALL
Seres Therapeutics
MCRB
$46.8M
$119K ﹤0.01%
+2,500
New +$191K
MCRB icon
1142
PUT
Seres Therapeutics
MCRB
$46.8M
$119K ﹤0.01%
+2,500
New +$191K
TSP
1143
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$118K ﹤0.01%
75,913
-8,964
-11% -$15.7K
AEHR icon
1144
CALL
Aehr Test Systems
AEHR
$2.61B
$114K ﹤0.01%
2,500
-122,500
-98% -$5.68M
RAD
1145
PUT
DELISTED
Rite Aid Corporation
RAD
$112K ﹤0.01%
+250,000
New +$335K
KYNB
1146
Kyntra Bio
KYNB
$27.2M
$109K ﹤0.01%
5,048
-10,140
-67% -$398K
ICLN icon
1147
iShares Global Clean Energy ETF
ICLN
$2.31B
$108K ﹤0.01%
+7,412
New +$124K
DRRX
1148
PUT
DELISTED
DURECT Corp
DRRX
$108K ﹤0.01%
43,400
– –
EGO icon
1149
Eldorado Gold
EGO
$7.87B
$107K ﹤0.01%
12,000
-8,000
-40% -$77.9K
RCKT icon
1150
CALL
Rocket Pharmaceuticals
RCKT
$340M
$107K ﹤0.01%
+5,200
New +$94.5K
44 45
46
47 48

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.