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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
1126
CALL
Kinross Gold
KGC
$27.4B
– –
-200,000
Closed -$1.76M
KLIC icon
1127
CALL
Kulicke & Soffa
KLIC
$4.67B
– –
-30,000
Closed -$672K
KLIC icon
1128
Kulicke & Soffa
KLIC
$4.67B
– –
-7,000
Closed -$157K
KLIC icon
1129
PUT
Kulicke & Soffa
KLIC
$4.67B
– –
-30,000
Closed -$672K
KMT icon
1130
CALL
Kennametal
KMT
$2.59B
– –
-20,000
Closed -$579K
KNSA icon
1131
Kiniksa Pharmaceuticals
KNSA
$5.8B
– –
-7,500
Closed -$132K
KR icon
1132
Kroger
KR
$35.4B
– –
-19,000
Closed -$616K
KTOS icon
1133
CALL
Kratos Defense & Security Solutions
KTOS
$8.74B
– –
-62,000
Closed -$1.2M
KTOS icon
1134
PUT
Kratos Defense & Security Solutions
KTOS
$8.74B
– –
-30,000
Closed -$578K
LAMR icon
1135
Lamar Advertising Co
LAMR
$16.2B
– –
-6,600
Closed -$493K
LAMR icon
1136
PUT
Lamar Advertising Co
LAMR
$16.2B
– –
-60,400
Closed -$4M
LEN icon
1137
Lennar Class A
LEN
$19.8B
– –
-21,693
Closed -$1.72M
LEN icon
1138
PUT
Lennar Class A
LEN
$19.8B
– –
-103,300
Closed -$8.17M
LGND icon
1139
CALL
Ligand Pharmaceuticals
LGND
$5.76B
– –
-14,427
Closed -$857K
LH icon
1140
CALL
Labcorp
LH
$25B
– –
-47,608
Closed -$7.7M
LNC icon
1141
CALL
Lincoln National
LNC
$8.73B
– –
-50,000
Closed -$1.57M
LNW
1142
DELISTED
Light & Wonder
LNW
– –
-6,300
Closed -$232K
LNW
1143
PUT
DELISTED
Light & Wonder
LNW
– –
-50,000
Closed -$1.75M
LYB icon
1144
LyondellBasell Industries
LYB
$20B
– –
-29,500
Closed -$2.4M
LYFT icon
1145
CALL
Lyft
LYFT
$6.02B
– –
-50,000
Closed -$1.38M
MAC icon
1146
Macerich
MAC
$7.33B
– –
-69,900
Closed -$635K
MAS icon
1147
PUT
Masco
MAS
$14.1B
– –
-46,500
Closed -$2.56M
MATX icon
1148
CALL
Matsons
MATX
$6.13B
– –
-21,600
Closed -$866K
MATX icon
1149
Matsons
MATX
$6.13B
– –
-4,500
Closed -$180K
MATX icon
1150
PUT
Matsons
MATX
$6.13B
– –
-21,600
Closed -$866K
44 45
46
47 48

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.