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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
CALL
Unity
U
$13.8B
| $143K | ﹤0.01% |
5,000
-170,400
| -97% | -$5.34M |
|
|
HIMX
1102
Himax Technologies
HIMX
$2.19B
| $142K | ﹤0.01% |
22,824
+20,024
| +715% | +$127K |
|
|
AMRS
1103
DELISTED
Amyris Inc.
AMRS
| $138K | ﹤0.01% |
90,000
-160,000
| -64% | -$357K |
|
1104
Shake Shack
SHAK
$2.53B
| $137K | ﹤0.01% |
+3,300
| New | +$161K |
|
1105
CALL
Tilray
TLRY
$618M
| $135K | ﹤0.01% |
5,000
| – | – |
|
1106
Bioceres Crop Solutions
BIOX
$23M
| $134K | ﹤0.01% |
11,106
+1,155
| +12% | +$15K |
|
|
BBBY
1107
DELISTED
Bed Bath & Beyond Inc
BBBY
| $132K | ﹤0.01% |
52,500
+50,624
| +2,699% | +$199K |
|
|
EIGR
1108
CALL
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
| $132K | ﹤0.01% |
3,720
+23
| +0.6% | +$2.76K |
|
1109
Regenxbio
RGNX
$620M
| $132K | ﹤0.01% |
+5,804
| New | +$131K |
|
1110
CALL
IHS Holding
IHS
$2.76B
| $123K | ﹤0.01% |
20,000
| – | – |
|
1111
GDEV Inc Warrant
GDEVW
$42.5K
| $121K | ﹤0.01% |
170,635
| – | – |
|
1112
CALL
Grab
GRAB
$14.3B
| $121K | ﹤0.01% |
+37,500
| New | +$107K |
|
|
1113
CALL
Bioceres Crop Solutions
BIOX
$23M
| $120K | ﹤0.01% |
+10,000
| New | +$130K |
|
1114
CALL
Etsy
ETSY
$7.75B
| $120K | ﹤0.01% |
1,000
-29,000
| -97% | -$3.32M |
|
|
TBCH
1115
Turtle Beach Corp
TBCH
$243M
| $119K | ﹤0.01% |
+16,653
| New | +$130K |
|
1116
CALL
Immunic
IMUX
$190M
| $119K | ﹤0.01% |
+8,500
| New | +$232K |
|
1117
Comcast
CMCSA
$85B
| $118K | ﹤0.01% |
+3,364
| New | +$111K |
|
1118
Arbutus Biopharma
ABUS
$857M
| $117K | ﹤0.01% |
50,000
+16,216
| +48% | +$38.8K |
|
1119
CryoPort
CYRX
$761M
| $116K | ﹤0.01% |
6,713
+1,713
| +34% | +$36.1K |
|
|
KALV
1120
DELISTED
KalVista Pharmaceuticals
KALV
| $116K | ﹤0.01% |
+17,139
| New | +$91.8K |
|
1121
B2Gold
BTG
$5B
| $114K | ﹤0.01% |
32,000
+30,216
| +1,694% | +$100K |
|
|
PROCW
1122
DELISTED
Procaps Group, S.A. Warrants
PROCW
| $113K | ﹤0.01% |
242,319
| – | – |
|
|
NVTA
1123
CALL
DELISTED
Invitae Corporation
NVTA
| $112K | ﹤0.01% |
60,000
| – | – |
|
1124
Archrock
AROC
$6.27B
| $111K | ﹤0.01% |
12,400
-53,423
| -81% | -$428K |
|
1125
Editas Medicine
EDIT
$396M
| $111K | ﹤0.01% |
12,500
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.