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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
U icon
1101
CALL
Unity
U
$18.5B
$143K ﹤0.01%
5,000
-170,400
-97% -$5.34M
HIMX
1102
Himax Technologies
HIMX
$2.28B
$142K ﹤0.01%
22,824
+20,024
+715% +$127K
AMRS
1103
DELISTED
Amyris Inc.
AMRS
$138K ﹤0.01%
90,000
-160,000
-64% -$357K
SHAK icon
1104
Shake Shack
SHAK
$2.29B
$137K ﹤0.01%
+3,300
New +$161K
TLRY icon
1105
CALL
Tilray
TLRY
$552M
$135K ﹤0.01%
5,000
– –
BIOX icon
1106
Bioceres Crop Solutions
BIOX
$24.6M
$134K ﹤0.01%
11,106
+1,155
+12% +$15K
BBBY
1107
DELISTED
Bed Bath & Beyond Inc
BBBY
$132K ﹤0.01%
52,500
+50,624
+2,699% +$199K
EIGR
1108
CALL
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$132K ﹤0.01%
3,720
+23
+0.6% +$2.76K
RGNX icon
1109
Regenxbio
RGNX
$527M
$132K ﹤0.01%
+5,804
New +$131K
IHS icon
1110
CALL
IHS Holding
IHS
$2.85B
$123K ﹤0.01%
20,000
– –
GDEVW
1111
DELISTED
GDEV Inc Warrant
GDEVW
$121K ﹤0.01%
170,635
– –
GRAB icon
1112
CALL
Grab
GRAB
$11.7B
$121K ﹤0.01%
+37,500
New +$107K
BIOX icon
1113
CALL
Bioceres Crop Solutions
BIOX
$24.6M
$120K ﹤0.01%
+10,000
New +$130K
ETSY icon
1114
CALL
Etsy
ETSY
$6.74B
$120K ﹤0.01%
1,000
-29,000
-97% -$3.32M
TBCH
1115
Turtle Beach Corp
TBCH
$225M
$119K ﹤0.01%
+16,653
New +$130K
IMUX icon
1116
CALL
Immunic
IMUX
$138M
$119K ﹤0.01%
+8,500
New +$232K
CMCSA icon
1117
Comcast
CMCSA
$84.2B
$118K ﹤0.01%
+3,364
New +$111K
ABUS icon
1118
Arbutus Biopharma
ABUS
$1B
$117K ﹤0.01%
50,000
+16,216
+48% +$38.8K
CYRX icon
1119
CryoPort
CYRX
$836M
$116K ﹤0.01%
6,713
+1,713
+34% +$36.1K
KALV
1120
DELISTED
KalVista Pharmaceuticals
KALV
$116K ﹤0.01%
+17,139
New +$91.8K
BTG icon
1121
B2Gold
BTG
$6.79B
$114K ﹤0.01%
32,000
+30,216
+1,694% +$100K
PROCW
1122
DELISTED
Procaps Group, S.A. Warrants
PROCW
$113K ﹤0.01%
242,319
– –
NVTA
1123
CALL
DELISTED
Invitae Corporation
NVTA
$112K ﹤0.01%
60,000
– –
AROC icon
1124
Archrock
AROC
$5.44B
$111K ﹤0.01%
12,400
-53,423
-81% -$428K
EDIT icon
1125
Editas Medicine
EDIT
$416M
$111K ﹤0.01%
12,500
– –
43 44
45
46 47

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AWM
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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.