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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
(+14%)
Cap. Flow
+$1.62B
Cap. Flow
% of AUM
18.52%
Top 10 Holdings %
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.8M |
| 2 |
Charter Communications
CHTR
|
+$30.5M |
| 3 |
X
US Steel
X
|
+$28.3M |
| 4 |
STMP
Stamps.com, Inc.
STMP
|
+$22.8M |
| 5 |
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
|
+$19.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Darden Restaurants
DRI
|
+$71.1M |
| 2 |
Wayfair
W
|
+$40.2M |
| 3 |
Horizon Kinetics Inflation Beneficiaries ETF
INFL
|
+$20.8M |
| 4 |
RAPT
RAPT Therapeutics
RAPT
|
+$13.9M |
| 5 |
NCR Voyix
VYX
|
+$10.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.49% |
| 2 | Consumer Discretionary | 2.52% |
| 3 | Materials | 1.97% |
| 4 | Energy | 1.87% |
| 5 | Technology | 1.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
iShares Global Clean Energy ETF
ICLN
$2.31B
| $777K | 0.01% |
35,870
-53,262
| -60% | -$1.21M |
|
1102
Evolent Health
EVH
$348M
| $775K | 0.01% |
+25,000
| New | +$600K |
|
|
BLDP
1103
Ballard Power Systems
BLDP
$805M
| $773K | 0.01% |
55,000
+41,800
| +317% | +$662K |
|
|
ZGNX
1104
CALL
DELISTED
Zogenix, Inc.
ZGNX
| $760K | 0.01% |
50,000
-770,800
| -94% | -$12M |
|
1105
PUT
OFG Bancorp
OFG
$2.23B
| $757K | 0.01% |
+30,000
| New | +$690K |
|
|
DRNA
1106
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $755K | 0.01% |
+37,443
| New | +$1.03M |
|
|
KYNB
1107
CALL
Kyntra Bio
KYNB
$27.2M
| $751K | 0.01% |
2,940
-31,972
| -92% | -$11.3M |
|
|
KYNB
1108
PUT
Kyntra Bio
KYNB
$27.2M
| $751K | 0.01% |
2,940
-8,940
| -75% | -$3.17M |
|
1109
PUT
Encompass Health
EHC
$11B
| $750K | 0.01% |
+12,570
| New | +$791K |
|
|
MGI
1110
DELISTED
MoneyGram International, Inc. New
MGI
| $750K | 0.01% |
93,527
+71,343
| +322% | +$680K |
|
1111
PUT
KeyCorp
KEY
$24.2B
| $748K | 0.01% |
34,600
| – | – |
|
|
ONTF
1112
CALL
DELISTED
ON24
ONTF
| $748K | 0.01% |
+37,500
| New | +$1.04M |
|
1113
Viasat
VSAT
$10.6B
| $747K | 0.01% |
13,571
-13,336
| -50% | -$681K |
|
1114
Coeur Mining
CDE
$15.4B
| $742K | 0.01% |
120,200
-69,800
| -37% | -$496K |
|
1115
CALL
Iovance Biotherapeutics
IOVA
$1.82B
| $740K | 0.01% |
+30,000
| New | +$707K |
|
1116
CALL
Clover Health Investments
CLOV
$2.2B
| $739K | 0.01% |
100,000
-513,000
| -84% | -$4.39M |
|
1117
Innoviva
INVA
$1.55B
| $739K | 0.01% |
44,221
-31,779
| -42% | -$475K |
|
|
PR
1118
Permian Resources
PR
$17.8B
| $737K | 0.01% |
110,000
| – | – |
|
|
JWN
1119
DELISTED
Nordstrom
JWN
| $730K | 0.01% |
27,600
-12,400
| -31% | -$396K |
|
|
IRBT
1120
DELISTED
iRobot
IRBT
| $729K | 0.01% |
+9,287
| New | +$791K |
|
|
1121
Iovance Biotherapeutics
IOVA
$1.82B
| $728K | 0.01% |
29,507
-18,493
| -39% | -$436K |
|
|
NOVA
1122
PUT
DELISTED
Sunnova Energy
NOVA
| $728K | 0.01% |
+22,100
| New | +$780K |
|
|
EGIO
1123
CALL
DELISTED
Edgio, Inc. Common Stock
EGIO
| $724K | 0.01% |
7,603
-5,000
| -40% | -$527K |
|
1124
Fox Factory Holding Corp
FOXF
$755M
| $723K | 0.01% |
+5,000
| New | +$768K |
|
|
CDK
1125
DELISTED
CDK Global, Inc.
CDK
| $723K | 0.01% |
17,000
-6,000
| -26% | -$270K |
|
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Caption Management's Q3 2021 Portfolio in Review
As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.
By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.
On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.
- Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
- Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
- Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
- Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
- Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
- Caption Management opened 703 new positions and closed 492 in Q3 2021.
- Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.
Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.