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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUNG icon
1076
Pulmonx
LUNG
$68.8M
$185K ﹤0.01%
+22,000
New +$209K
BEAM icon
1077
Beam Therapeutics
BEAM
$2.63B
$184K ﹤0.01%
+4,700
New +$211K
CERS icon
1078
PUT
Cerus
CERS
$433M
$183K ﹤0.01%
50,000
– –
VERU icon
1079
Veru
VERU
$36M
$175K ﹤0.01%
+3,308
New +$272K
PBI icon
1080
Pitney Bowes
PBI
$2.4B
$171K ﹤0.01%
45,000
-21,783
-33% -$73.4K
FTCH
1081
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$169K ﹤0.01%
35,800
-38,975
-52% -$271K
PR
1082
Permian Resources
PR
$17.8B
$169K ﹤0.01%
18,000
– –
QS icon
1083
PUT
QuantumScape Corp
QS
$3.21B
$168K ﹤0.01%
29,600
– –
NG icon
1084
NovaGold Resources
NG
$2.56B
$168K ﹤0.01%
+28,014
New +$149K
CF icon
1085
CF Industries
CF
$19.2B
$162K ﹤0.01%
1,896
-8,004
-81% -$813K
SNN icon
1086
Smith & Nephew
SNN
$13.3B
$161K ﹤0.01%
+6,000
New +$151K
ARVL
1087
CALL
DELISTED
Arrival Ordinary Shares
ARVL
$160K ﹤0.01%
20,002
– –
KBH icon
1088
CALL
KB Home
KBH
$3.37B
$159K ﹤0.01%
5,000
– –
PBF icon
1089
PBF Energy
PBF
$8.57B
$158K ﹤0.01%
3,886
-5,714
-60% -$238K
SPTN
1090
CALL
DELISTED
SpartanNash
SPTN
$157K ﹤0.01%
5,200
-131,600
-96% -$4.28M
SGMO
1091
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$157K ﹤0.01%
+50,000
New +$194K
SGMO
1092
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$157K ﹤0.01%
+50,000
New +$194K
GOL
1093
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$156K ﹤0.01%
+58,340
New +$190K
DSP icon
1094
Viant Technology
DSP
$236M
$155K ﹤0.01%
38,629
-152,960
-80% -$617K
UUUU icon
1095
CALL
Energy Fuels
UUUU
$2.86B
$155K ﹤0.01%
+25,000
New +$166K
BBIG
1096
CALL
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$151K ﹤0.01%
16,250
-5,000
-24% -$76.9K
WY icon
1097
PUT
Weyerhaeuser
WY
$18B
$149K ﹤0.01%
4,800
– –
WES icon
1098
Western Midstream Partners
WES
$19.2B
$148K ﹤0.01%
+5,509
New +$149K
IAG icon
1099
IAMGOLD
IAG
$8.2B
$145K ﹤0.01%
+56,100
New +$97.5K
EMR icon
1100
Emerson Electric
EMR
$83.9B
$144K ﹤0.01%
+1,500
New +$135K
42 43
44
45 46

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.