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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAT icon
1076
CALL
Globalstar
GSAT
$10.7B
$835K 0.01%
33,333
-29,154
-47% -$715K
MNDT
1077
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
$833K 0.01%
+46,800
New +$888K
TCRR
1078
PUT
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$832K 0.01%
+97,800
New +$1.38M
CRCT icon
1079
Cricut
CRCT
$984M
$827K 0.01%
+30,000
New +$976K
OGN icon
1080
CALL
Organon & Co
OGN
$3.56B
$820K 0.01%
+25,000
New +$800K
HEP
1081
CALL
DELISTED
Holly Energy Partners, L.P.
HEP
$816K 0.01%
44,500
– –
CLNE icon
1082
PUT
Clean Energy Fuels
CLNE
$427M
$815K 0.01%
100,000
– –
IQ icon
1083
iQIYI
IQ
$1.23B
$805K 0.01%
+100,304
New +$1.04M
RVMD icon
1084
CALL
Revolution Medicines
RVMD
$39.9B
$803K 0.01%
+29,200
New +$850K
PWR icon
1085
Quanta Services
PWR
$100B
$797K 0.01%
+7,000
New +$702K
LPL icon
1086
CALL
LG Display
LPL
$3B
$795K 0.01%
100,000
-50,000
-33% -$461K
PRSU
1087
Pursuit Attractions and Hospitality Inc
PRSU
$1.39B
$795K 0.01%
+17,500
New +$783K
QTTB icon
1088
CALL
Q32 Bio
QTTB
$466M
$788K 0.01%
+5,561
New +$708K
TAL icon
1089
TAL Education Group
TAL
$6.93B
$786K 0.01%
162,500
+78,000
+92% +$692K
TAL icon
1090
PUT
TAL Education Group
TAL
$6.93B
$786K 0.01%
162,500
– –
PLTR icon
1091
Palantir
PLTR
$295B
$785K 0.01%
32,650
+11,050
+51% +$270K
POL
1092
CALL
DELISTED
Polished.com Inc.
POL
$785K 0.01%
+4,998
New +$753K
ASMB icon
1093
CALL
Assembly Biosciences
ASMB
$498M
$783K 0.01%
18,750
-2,083
-10% -$87.3K
ASMB icon
1094
PUT
Assembly Biosciences
ASMB
$498M
$783K 0.01%
18,750
-2,083
-10% -$87.3K
KRTX
1095
CALL
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$783K 0.01%
6,400
-8,600
-57% -$993K
KRTX
1096
PUT
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$783K 0.01%
+6,400
New +$739K
ATOS icon
1097
PUT
Atossa Therapeutics
ATOS
$20.6M
$782K 0.01%
+16,000
New +$931K
KTOS icon
1098
PUT
Kratos Defense & Security Solutions
KTOS
$8.74B
$781K 0.01%
35,000
– –
PRTS icon
1099
PUT
CarParts.com
PRTS
$43.7M
$780K 0.01%
+5,000
New +$869K
CLVS
1100
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$780K 0.01%
175,000
-525,000
-75% -$2.53M
42 43
44
45 46

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.