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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXA icon
1076
CALL
Fox Class A
FOXA
$24.5B
– –
-335,300
Closed -$9.33M
FSLR icon
1077
PUT
First Solar
FSLR
$22.7B
– –
-37,500
Closed -$2.48M
FTAI icon
1078
PUT
FTAI Aviation
FTAI
$21.1B
– –
-234,200
Closed -$3.43M
FTK icon
1079
CALL
Flotek Industries
FTK
$852M
– –
-16,633
Closed -$270K
FTV icon
1080
CALL
Fortive
FTV
$17.9B
– –
-174,434
Closed -$7.01M
GE icon
1081
CALL
GE Aerospace
GE
$374B
– –
-293,431
Closed -$9.11M
GEL icon
1082
Genesis Energy
GEL
$1.87B
– –
-61,500
Closed -$349K
GKOS icon
1083
Glaukos
GKOS
$9.83B
– –
-27,042
Closed -$1.34M
GKOS icon
1084
PUT
Glaukos
GKOS
$9.83B
– –
-25,000
Closed -$1.24M
GLDD
1085
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-31,900
Closed -$303K
GLPI icon
1086
Gaming and Leisure Properties
GLPI
$12.7B
– –
-145
Closed -$6K
GOOG icon
1087
PUT
Alphabet (Google) Class C
GOOG
$4.36T
– –
-200,000
Closed -$14.7M
HAL icon
1088
Halliburton
HAL
$26.9B
– –
-10,000
Closed -$121K
HAL icon
1089
PUT
Halliburton
HAL
$26.9B
– –
-150,000
Closed -$1.81M
HASI icon
1090
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
– –
-5,300
Closed -$225K
HASI icon
1091
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
– –
-45,000
Closed -$1.9M
HBAN icon
1092
CALL
Huntington Bancshares
HBAN
$34.4B
– –
-200,000
Closed -$1.83M
HCA icon
1093
CALL
HCA Healthcare
HCA
$87.2B
– –
-50,000
Closed -$6.23M
HCA icon
1094
HCA Healthcare
HCA
$87.2B
– –
-1,300
Closed -$161K
HCA icon
1095
PUT
HCA Healthcare
HCA
$87.2B
– –
-25,000
Closed -$3.12M
HLT icon
1096
CALL
Hilton Worldwide
HLT
$72.1B
– –
-168,900
Closed -$14.4M
HOLX
1097
DELISTED
Hologic
HOLX
– –
-21,500
Closed -$1.43M
HSIC icon
1098
CALL
Henry Schein
HSIC
$9.77B
– –
-55,000
Closed -$3.23M
HST icon
1099
Host Hotels & Resorts
HST
$17.2B
– –
-60,760
Closed -$787K
HUYA
1100
CALL
Huya Inc
HUYA
$563M
– –
-125,000
Closed -$2.99M
42 43
44
45 46

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.