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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPEN icon
1051
PUT
Opendoor
OPEN
$2.52B
$215K ﹤0.01%
191,890
-1,500,710
-89% -$2.88M
OXY icon
1052
Occidental Petroleum
OXY
$59.3B
$214K ﹤0.01%
3,400
-13,779
-80% -$938K
SRG
1053
Seritage Growth Properties
SRG
$110M
$214K ﹤0.01%
18,100
-92,696
-84% -$1.03M
MQ icon
1054
CALL
Marqeta
MQ
$1.65B
$214K ﹤0.01%
+8,750
New +$239K
WMT icon
1055
Walmart Inc
WMT
$853B
$213K ﹤0.01%
4,500
+1,500
+50% +$71.2K
HTZ icon
1056
PUT
Hertz
HTZ
$670M
$208K ﹤0.01%
13,500
-136,500
-91% -$2.3M
TTI icon
1057
CALL
TETRA Technologies
TTI
$930M
$208K ﹤0.01%
+60,000
New +$233K
CBT icon
1058
Cabot Corp
CBT
$4.05B
$207K ﹤0.01%
3,100
-1,900
-38% -$133K
KRE icon
1059
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
$206K ﹤0.01%
+3,500
New +$215K
VRM icon
1060
Vroom Inc
VRM
$53.1M
$198K ﹤0.01%
2,432
– –
MCHP icon
1061
Microchip Technology
MCHP
$37.8B
$197K ﹤0.01%
+2,806
New +$193K
ABEV icon
1062
Ambev
ABEV
$46.1B
$197K ﹤0.01%
72,400
– –
MDB icon
1063
MongoDB
MDB
$30.3B
$197K ﹤0.01%
+1,000
New +$178K
TSP
1064
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$197K ﹤0.01%
120,000
-6,486
-5% -$23.1K
AUPH icon
1065
PUT
Aurinia Pharmaceuticals
AUPH
$2.26B
$194K ﹤0.01%
45,000
-25,000
-36% -$145K
TWST icon
1066
Twist Bioscience
TWST
$9.49B
$193K ﹤0.01%
+8,100
New +$235K
CHRW icon
1067
C.H. Robinson
CHRW
$17.9B
$192K ﹤0.01%
2,100
-5,916
-74% -$563K
LCID icon
1068
Lucid Motors
LCID
$1.59B
$191K ﹤0.01%
+2,800
New +$308K
TE
1069
T1 Energy
TE
$1.2B
$191K ﹤0.01%
22,000
-4,479
-17% -$56.1K
OSG
1070
Octave Specialty Group
OSG
$213M
$190K ﹤0.01%
10,900
-7,521
-41% -$112K
CVAC
1071
DELISTED
CureVac
CVAC
$190K ﹤0.01%
31,464
+27,600
+714% +$204K
ALLO icon
1072
PUT
Allogene Therapeutics
ALLO
$584M
$189K ﹤0.01%
+30,000
New +$278K
MGNX icon
1073
PUT
MacroGenics
MGNX
$260M
$187K ﹤0.01%
+27,900
New +$153K
SSL icon
1074
Sasol
SSL
$9.16B
$187K ﹤0.01%
11,900
– –
SSL icon
1075
PUT
Sasol
SSL
$9.16B
$187K ﹤0.01%
11,900
– –
41 42
43
44 45

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AWM
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LCIP
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BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.