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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
(-12%)
Cap. Flow
-$1.23B
Cap. Flow
% of AUM
-19.2%
Top 10 Holdings %
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PMT
PennyMac Mortgage Investment
PMT
|
+$19.7M |
| 2 |
Bristol-Myers Squibb
BMY
|
+$17M |
| 3 |
State Street SPDR S&P Biotech ETF
XBI
|
+$13.6M |
| 4 |
EVA
Enviva Inc.
EVA
|
+$8.45M |
| 5 |
APA Corp
APA
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Petrobras
PBR
|
+$43.9M |
| 2 |
CVR Partners
UAN
|
+$26M |
| 3 |
Zoom
ZM
|
+$12.1M |
| 4 |
EQT Corp
EQT
|
+$12M |
| 5 |
PING
Ping Identity Holding Corp.
PING
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.55% |
| 2 | Energy | 1.26% |
| 3 | Technology | 1.15% |
| 4 | Consumer Discretionary | 0.9% |
| 5 | Materials | 0.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
PUT
Opendoor
OPEN
$3.64B
| $215K | ﹤0.01% |
191,890
-1,500,710
| -89% | -$2.88M |
|
1052
Occidental Petroleum
OXY
$56.8B
| $214K | ﹤0.01% |
3,400
-13,779
| -80% | -$938K |
|
|
SRG
1053
Seritage Growth Properties
SRG
$136M
| $214K | ﹤0.01% |
18,100
-92,696
| -84% | -$1.03M |
|
1054
CALL
Marqeta
MQ
$1.83B
| $214K | ﹤0.01% |
+8,750
| New | +$239K |
|
1055
Walmart Inc
WMT
$885B
| $213K | ﹤0.01% |
4,500
+1,500
| +50% | +$71.2K |
|
1056
PUT
Hertz
HTZ
$499M
| $208K | ﹤0.01% |
13,500
-136,500
| -91% | -$2.3M |
|
1057
CALL
TETRA Technologies
TTI
$1.14B
| $208K | ﹤0.01% |
+60,000
| New | +$233K |
|
1058
Cabot Corp
CBT
$4.54B
| $207K | ﹤0.01% |
3,100
-1,900
| -38% | -$133K |
|
1059
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
| $206K | ﹤0.01% |
+3,500
| New | +$215K |
|
1060
Vroom Inc
VRM
$39M
| $198K | ﹤0.01% |
2,432
| – | – |
|
1061
Microchip Technology
MCHP
$40.3B
| $197K | ﹤0.01% |
+2,806
| New | +$193K |
|
1062
Ambev
ABEV
$48.1B
| $197K | ﹤0.01% |
72,400
| – | – |
|
1063
MongoDB
MDB
$27.1B
| $197K | ﹤0.01% |
+1,000
| New | +$178K |
|
|
TSP
1064
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
| $197K | ﹤0.01% |
120,000
-6,486
| -5% | -$23.1K |
|
1065
PUT
Aurinia Pharmaceuticals
AUPH
$1.91B
| $194K | ﹤0.01% |
45,000
-25,000
| -36% | -$145K |
|
1066
Twist Bioscience
TWST
$5.7B
| $193K | ﹤0.01% |
+8,100
| New | +$235K |
|
1067
C.H. Robinson
CHRW
$17.4B
| $192K | ﹤0.01% |
2,100
-5,916
| -74% | -$563K |
|
1068
Lucid Motors
LCID
$2.88B
| $191K | ﹤0.01% |
+2,800
| New | +$308K |
|
|
TE
1069
T1 Energy
TE
$1.16B
| $191K | ﹤0.01% |
22,000
-4,479
| -17% | -$56.1K |
|
|
OSG
1070
Octave Specialty Group
OSG
$243M
| $190K | ﹤0.01% |
10,900
-7,521
| -41% | -$112K |
|
|
CVAC
1071
DELISTED
CureVac
CVAC
| $190K | ﹤0.01% |
31,464
+27,600
| +714% | +$204K |
|
1072
PUT
Allogene Therapeutics
ALLO
$649M
| $189K | ﹤0.01% |
+30,000
| New | +$278K |
|
1073
PUT
MacroGenics
MGNX
$235M
| $187K | ﹤0.01% |
+27,900
| New | +$153K |
|
1074
Sasol
SSL
$7.5B
| $187K | ﹤0.01% |
11,900
| – | – |
|
|
1075
PUT
Sasol
SSL
$7.5B
| $187K | ﹤0.01% |
11,900
| – | – |
|
Similar funds
ASRS
PP
VMPIC
BCIM
BBA
FCM
AIMCA
Caption Management's Q4 2022 Portfolio in Review
As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.
Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.
- Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
- Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
- Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
- Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
- Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
- Caption Management opened 444 new positions and closed 672 in Q4 2022.
- Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.
Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.