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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
1051
PUT
SLB Ltd
SLB
$73.6B
$889K 0.01%
30,000
– –
MILE
1052
PUT
DELISTED
Metromile, Inc. Common Stock
MILE
$888K 0.01%
+250,000
New +$1.41M
CMTL icon
1053
Comtech Telecommunications
CMTL
$50.3M
$885K 0.01%
34,547
-37,153
-52% -$933K
NSA
1054
DELISTED
National Storage Affiliates Trust
NSA
$885K 0.01%
+16,765
New +$923K
BRSL
1055
Brightstar Lottery PLC
BRSL
$1.84B
$882K 0.01%
33,500
-48,500
-59% -$1.03M
HSII
1056
DELISTED
Heidrick & Struggles
HSII
$877K 0.01%
+19,647
New +$828K
AG icon
1057
PUT
First Majestic Silver
AG
$7.41B
$870K 0.01%
+77,000
New +$994K
DCPH
1058
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$870K 0.01%
25,603
-6,897
-21% -$220K
DSKE
1059
CALL
DELISTED
Daseke, Inc. Common Stock
DSKE
$869K 0.01%
+94,400
New +$785K
TWNK
1060
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$868K 0.01%
+50,000
New +$810K
TWNK
1061
PUT
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$868K 0.01%
+50,000
New +$810K
WAB icon
1062
Wabtec
WAB
$49.1B
$862K 0.01%
+10,000
New +$861K
ASPN icon
1063
Aspen Aerogels
ASPN
$384M
$860K 0.01%
18,700
-33,780
-64% -$1.34M
HAIN icon
1064
Hain Celestial
HAIN
$45M
$856K 0.01%
+20,000
New +$792K
WPC icon
1065
W.P. Carey
WPC
$16.8B
$855K 0.01%
11,946
-1,327
-10% -$101K
NKLA
1066
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
$854K 0.01%
2,667
– –
NKLA
1067
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$854K 0.01%
2,667
– –
NRP icon
1068
CALL
Natural Resource Partners
NRP
$1.3B
$852K 0.01%
+36,000
New +$759K
MAXR
1069
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$850K 0.01%
30,000
+15,000
+100% +$482K
DNN icon
1070
CALL
Denison Mines
DNN
$2.54B
$845K 0.01%
+575,100
New +$698K
TBCH
1071
Turtle Beach Corp
TBCH
$243M
$842K 0.01%
+30,262
New +$883K
AMRN
1072
Amarin Corp
AMRN
$299M
$841K 0.01%
8,250
+1,750
+27% +$172K
ENSG icon
1073
The Ensign Group
ENSG
$10.4B
$841K 0.01%
+11,232
New +$929K
RUBY
1074
CALL
DELISTED
Rubius Therapeutics, Inc
RUBY
$840K 0.01%
47,000
-3,000
-6% -$65.3K
CZR icon
1075
Caesars Entertainment
CZR
$6.06B
$835K 0.01%
7,434
-12,066
-62% -$1.18M
41 42
43
44 45

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.