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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENPH icon
1051
CALL
Enphase Energy
ENPH
$4.96B
– –
-125,000
Closed -$10.3M
ENTA icon
1052
Enanta Pharmaceuticals
ENTA
$366M
– –
-23,000
Closed -$1.05M
ENTA icon
1053
PUT
Enanta Pharmaceuticals
ENTA
$366M
– –
-34,000
Closed -$1.56M
ENTG icon
1054
Entegris
ENTG
$18.1B
– –
-4,500
Closed -$335K
ENTG icon
1055
PUT
Entegris
ENTG
$18.1B
– –
-50,000
Closed -$3.72M
EOG icon
1056
EOG Resources
EOG
$79.2B
– –
-100,000
Closed -$3.59M
EOG icon
1057
PUT
EOG Resources
EOG
$79.2B
– –
-202,000
Closed -$7.26M
EQR icon
1058
Equity Residential
EQR
$24.9B
– –
-9,000
Closed -$462K
ESPR
1059
CALL
DELISTED
Esperion Therapeutics
ESPR
– –
-15,000
Closed -$558K
ESPR
1060
DELISTED
Esperion Therapeutics
ESPR
– –
-3,000
Closed -$111K
ESPR
1061
PUT
DELISTED
Esperion Therapeutics
ESPR
– –
-15,000
Closed -$558K
EVER icon
1062
EverQuote
EVER
$892M
– –
-8,000
Closed -$303K
EVER icon
1063
PUT
EverQuote
EVER
$892M
– –
-14,000
Closed -$540K
EVH icon
1064
Evolent Health
EVH
$348M
– –
-47,000
Closed -$583K
EWH icon
1065
iShares MSCI Hong Kong ETF
EWH
$1.24B
– –
-29,600
Closed -$649K
EWH icon
1066
PUT
iShares MSCI Hong Kong ETF
EWH
$1.24B
– –
-40,000
Closed -$877K
EXAS
1067
DELISTED
Exact Sciences
EXAS
– –
-4,500
Closed -$544K
EXC icon
1068
Exelon
EXC
$47.2B
– –
-98,140
Closed -$2.5M
EXC icon
1069
PUT
Exelon
EXC
$47.2B
– –
-140,200
Closed -$3.58M
EYE icon
1070
PUT
National Vision
EYE
$1.77B
– –
-57,500
Closed -$2.2M
FHN icon
1071
First Horizon
FHN
$12.2B
– –
-24,000
Closed -$227K
FISV
1072
CALL
Fiserv Inc
FISV
$28.8B
– –
-110,000
Closed -$11.3M
FISV
1073
PUT
Fiserv Inc
FISV
$28.8B
– –
-53,000
Closed -$5.46M
FLR icon
1074
Fluor
FLR
$7.01B
– –
-160,000
Closed -$1.41M
FLR icon
1075
PUT
Fluor
FLR
$7.01B
– –
-348,100
Closed -$3.07M
41 42
43
44 45

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.