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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUP
1026
CALL
DELISTED
Tupperware Brands Corporation
TUP
– –
-30,000
Closed -$477K
TWOU
1027
DELISTED
2U Inc
TWOU
– –
-1,797
Closed -$877K
TWOU
1028
PUT
DELISTED
2U Inc
TWOU
– –
-1,327
Closed -$648K
SIX
1029
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-80,000
Closed -$4.06M
SIX
1030
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-90,000
Closed -$4.57M
MRNS
1031
CALL
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-11,250
Closed -$69K
TAST
1032
CALL
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-34,800
Closed -$287K
MDC
1033
PUT
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-36,180
Closed -$1.44M
DSKE
1034
CALL
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-100,000
Closed -$251K
DSKE
1035
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-75,000
Closed -$187K
DSKE
1036
PUT
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-101,700
Closed -$255K
IMGN
1037
DELISTED
Immunogen Inc
IMGN
– –
-50,000
Closed -$121K
CHS
1038
DELISTED
Chicos FAS, Inc.
CHS
– –
-116,320
Closed -$468K
CORR
1039
CALL
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-21,600
Closed -$1.02M
CORR
1040
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-3,400
Closed -$161K
ICPT
1041
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-16,000
Closed -$1.06M
TWNK
1042
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-100,000
Closed -$1.4M
SDC
1043
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-45,000
Closed -$450K
RETA
1044
PUT
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-37,500
Closed -$3.01M
AVYA
1045
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-75,000
Closed -$767K
STOR
1046
DELISTED
STORE Capital Corporation
STOR
– –
-4,900
Closed -$183K
BNFT
1047
CALL
DELISTED
Benefitfocus, Inc.
BNFT
– –
-22,500
Closed -$535K
AERI
1048
DELISTED
Aerie Pharmaceuticals
AERI
– –
-25,000
Closed -$518K
CCXI
1049
PUT
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-25,000
Closed -$169K
CVET
1050
CALL
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-80,000
Closed -$952K
40 41
42
43 44

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VMPIC
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FCM
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.