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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
(+15%)
Cap. Flow
+$1.01B
Cap. Flow
% of AUM
15.59%
Top 10 Holdings %
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Citigroup
C
|
+$75.8M |
| 2 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$49.9M |
| 3 |
On Holding
ONON
|
+$19.3M |
| 4 |
Lockheed Martin
LMT
|
+$17.5M |
| 5 |
NextEra Energy
NEE
|
+$14.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WWE
World Wrestling Entertainment
WWE
|
+$20.2M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$12.8M |
| 3 |
Spectrum Brands
SPB
|
+$12.2M |
| 4 |
State Street SPDR S&P Biotech ETF
XBI
|
+$11.6M |
| 5 |
SGEN
Seagen Inc. Common Stock
SGEN
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.4% |
| 2 | Technology | 1.47% |
| 3 | Consumer Discretionary | 1.45% |
| 4 | Financials | 1.41% |
| 5 | Industrials | 1.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Huntsman Corp
HUN
$1.71B
| $366K | 0.01% |
15,000
-12,500
| -45% | -$339K |
|
1002
Valvoline
VVV
$4.9B
| $364K | 0.01% |
+11,300
| New | +$397K |
|
1003
CALL
Uranium Energy
UEC
$4.75B
| $361K | 0.01% |
+70,000
| New | +$285K |
|
|
1004
Spectrum Brands
SPB
$2.04B
| $360K | 0.01% |
4,600
-154,931
| -97% | -$12.2M |
|
|
OPTU
1005
Optimum Communications Inc
OPTU
$298M
| $360K | 0.01% |
+110,000
| New | +$355K |
|
1006
BGC Group
BGC
$5.45B
| $358K | 0.01% |
+67,814
| New | +$337K |
|
1007
Celldex Therapeutics
CLDX
$2.99B
| $358K | 0.01% |
+13,000
| New | +$407K |
|
|
LAC
1008
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $352K | 0.01% |
+20,701
| New | +$391K |
|
1009
CALL
Burford Capital
BUR
$903M
| $350K | 0.01% |
+25,000
| New | +$341K |
|
|
1010
PUT
Burford Capital
BUR
$903M
| $350K | 0.01% |
25,000
-13,400
| -35% | -$183K |
|
1011
Shell
SHEL
$254B
| $348K | 0.01% |
+5,400
| New | +$336K |
|
1012
Hims & Hers Health
HIMS
$6.43B
| $346K | 0.01% |
+55,000
| New | +$409K |
|
1013
PUT
Bloom Energy
BE
$60.6B
| $345K | 0.01% |
26,000
| – | – |
|
1014
CALL
Antero Resources
AR
$11.1B
| $343K | 0.01% |
+13,500
| New | +$348K |
|
1015
GE HealthCare
GEHC
$30.7B
| $340K | 0.01% |
+5,000
| New | +$364K |
|
|
AIV
1016
CALL
Aimco
AIV
$387M
| $340K | 0.01% |
50,000
| – | – |
|
1017
Perion Network
PERI
$375M
| $339K | 0.01% |
11,082
-13,775
| -55% | -$462K |
|
|
CUTR
1018
PUT
DELISTED
Cutera, Inc.
CUTR
| $338K | 0.01% |
+56,200
| New | +$713K |
|
1019
Peabody Energy
BTU
$2.6B
| $338K | 0.01% |
13,000
-24,900
| -66% | -$557K |
|
1020
CALL
Elanco Animal Health
ELAN
$13.2B
| $337K | 0.01% |
30,000
-20,000
| -40% | -$232K |
|
|
1021
PUT
Elanco Animal Health
ELAN
$13.2B
| $337K | 0.01% |
30,000
-45,000
| -60% | -$523K |
|
1022
Brinker International
EAT
$9.17B
| $335K | 0.01% |
+10,600
| New | +$371K |
|
1023
PUT
DocGo
DCGO
$64.3M
| $333K | 0.01% |
+62,500
| New | +$507K |
|
1024
CALL
Viking Therapeutics
VKTX
$3.7B
| $332K | 0.01% |
30,000
-70,000
| -70% | -$1M |
|
1025
QuinStreet
QNST
$890M
| $331K | 0.01% |
36,866
-22,134
| -38% | -$205K |
|
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Caption Management's Q3 2023 Portfolio in Review
As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.
By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.
- Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
- Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
- Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
- Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
- Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
- Caption Management opened 595 new positions and closed 414 in Q3 2023.
- Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.
Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.