CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$569M
AUM Growth
-$541M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,023
New
Increased
Reduced
Closed

Top Buys

1
+$21M
2
+$12.1M
3
+$7.15M
4
SABR icon
Sabre
SABR
+$6.27M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Top Sells

1
+$57.8M
2
+$55.1M
3
+$41.2M
4
FCX icon
Freeport-McMoran
FCX
+$34.3M
5
X
US Steel
X
+$21.7M

Sector Composition

1 Energy 25.74%
2 Healthcare 19.23%
3 Technology 11.38%
4 Materials 11.15%
5 Consumer Discretionary 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
-50,900
1002
– –
0
1003
– –
0
1004
– –
-12,460
1005
– –
-20,000
1006
– –
-103,000
1007
– –
-126,022
1008
– –
0
1009
– –
0
1010
– –
-36,400
1011
– –
-10,000
1012
– –
-40,000
1013
– –
0
1014
– –
-10,000
1015
– –
0
1016
– –
0
1017
– –
0
1018
– –
0
1019
$0 ﹤0.01%
140,821
1020
– –
0
1021
– –
-79,494
1022
– –
0
1023
– –
0
37 38 39 40
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