CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,060
New
Increased
Reduced
Closed

Top Buys

1
+$52.5M
2
+$25.4M
3
+$13.9M
4
TCOM icon
Trip.com Group
TCOM
+$12.3M
5
UAN icon
CVR Partners
UAN
+$11.6M

Top Sells

1
+$57.5M
2
+$19.2M
3
+$16.5M
4
HIMX
Himax Technologies
HIMX
+$16M
5
AGCO icon
AGCO
AGCO
+$15.3M

Sector Composition

1 Energy 24.26%
2 Consumer Discretionary 15.2%
3 Materials 14.19%
4 Healthcare 12.37%
5 Technology 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
0
1002
– –
-27,000
1003
– –
0
1004
– –
-16,000
1005
– –
0
1006
– –
0
1007
– –
0
1008
– –
-31,300
1009
– –
0
1010
– –
0
1011
– –
0
1012
– –
0
1013
– –
0
1014
– –
-2,100
1015
– –
0
1016
– –
0
1017
– –
0
1018
– –
-32,554
1019
– –
0
1020
– –
-150,000
1021
– –
0
1022
– –
0
1023
– –
0
1024
– –
0
1025
– –
-125,100
39 40
41
42 43