CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.61B
AUM Growth
+$86.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,131
New
Increased
Reduced
Closed

Top Buys

1
+$22.1M
2
+$20.1M
3
+$19.3M
4
TECK icon
Teck Resources
TECK
+$16.9M
5
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$15.4M

Top Sells

1
+$33.9M
2
+$24.4M
3
+$21.6M
4
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$20.3M
5
AA icon
Alcoa
AA
+$13.5M

Sector Composition

1 Healthcare 17.64%
2 Technology 14.6%
3 Energy 12.69%
4 Materials 12.19%
5 Consumer Discretionary 10.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
-6,000
1002
– –
0
1003
– –
0
1004
– –
-10,000
1005
– –
0
1006
– –
0
1007
– –
-20,000
1008
– –
-35,000
1009
– –
0
1010
– –
-57,109
1011
– –
-90,000
1012
– –
0
1013
– –
-19,647
1014
– –
-11,424
1015
– –
0
1016
– –
0
1017
– –
0
1018
– –
0
1019
– –
0
1020
– –
0
1021
– –
-263
1022
– –
-27,200
1023
– –
-15,267
1024
– –
-12,000
1025
– –
0
39 40
41
42 43