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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$49.1M
Cap. Flow %
2.56%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.57%
2 Healthcare 5.98%
3 Consumer Discretionary 2.44%
4 Energy 2.08%
5 Financials 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESV
1001
DELISTED
Ensco Rowan plc
ESV
– –
-50,000
Closed -$427K
ESV
1002
PUT
DELISTED
Ensco Rowan plc
ESV
– –
-850,000
Closed -$7.25M
CY
1003
DELISTED
Cypress Semiconductor
CY
– –
-41,250
Closed -$918K
WLH
1004
PUT
DELISTED
WILLIAM LYON HOMES
WLH
– –
-75,000
Closed -$1.37M
EE
1005
CALL
DELISTED
El Paso Electric Company
EE
– –
-250,400
Closed -$16.4M
EE
1006
DELISTED
El Paso Electric Company
EE
– –
-70,000
Closed -$4.58M
EE
1007
PUT
DELISTED
El Paso Electric Company
EE
– –
-125,000
Closed -$8.18M
RHT
1008
PUT
DELISTED
Red Hat Inc
RHT
– –
-25,000
Closed -$4.7M
37 38 39 40
41

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Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q3 2019 filing shows 367 new, 112 increased, 107 reduced and 328 closed positions. Its largest new stake was PayPal: 215,000 shares worth $22.3M. The largest sale was Upbound Group, an estimated $8.44M.

By sector, the portfolio is most concentrated in Miscellaneous at 84% of assets, down from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.