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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
(+15%)
Cap. Flow
+$1.01B
Cap. Flow
% of AUM
15.59%
Top 10 Holdings %
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Citigroup
C
|
+$75.8M |
| 2 |
State Street SPDR S&P Regional Banking ETF
KRE
|
+$49.9M |
| 3 |
On Holding
ONON
|
+$19.3M |
| 4 |
Lockheed Martin
LMT
|
+$17.5M |
| 5 |
NextEra Energy
NEE
|
+$14.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WWE
World Wrestling Entertainment
WWE
|
+$20.2M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$12.8M |
| 3 |
Spectrum Brands
SPB
|
+$12.2M |
| 4 |
State Street SPDR S&P Biotech ETF
XBI
|
+$11.6M |
| 5 |
SGEN
Seagen Inc. Common Stock
SGEN
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 2.4% |
| 2 | Technology | 1.47% |
| 3 | Consumer Discretionary | 1.45% |
| 4 | Financials | 1.41% |
| 5 | Industrials | 1.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
Polaris
PII
$3.82B
| $417K | 0.01% |
+4,000
| New | +$475K |
|
977
Conagra Brands
CAG
$6.94B
| $411K | 0.01% |
+15,000
| New | +$462K |
|
|
DISH
978
PUT
DELISTED
DISH Network Corp.
DISH
| $410K | 0.01% |
+70,000
| New | +$477K |
|
|
RVNC
979
DELISTED
Revance Therapeutics, Inc.
RVNC
| $406K | 0.01% |
35,400
-4,800
| -12% | -$92.3K |
|
980
CALL
Arbutus Biopharma
ABUS
$857M
| $406K | 0.01% |
200,000
+50,000
| +33% | +$105K |
|
|
981
PUT
Arbutus Biopharma
ABUS
$857M
| $406K | 0.01% |
200,000
+100,000
| +100% | +$210K |
|
982
CALL
uniQure
QURE
$3.03B
| $403K | 0.01% |
60,000
-234,400
| -80% | -$2.11M |
|
983
MoonLake Immunotherapeutics
MLTX
$1.57B
| $401K | 0.01% |
+7,043
| New | +$389K |
|
984
PUT
Freshworks
FRSH
$3.14B
| $398K | 0.01% |
+20,000
| New | +$397K |
|
|
IMGN
985
CALL
DELISTED
Immunogen Inc
IMGN
| $397K | 0.01% |
25,000
-85,000
| -77% | -$1.41M |
|
986
Western Union
WU
$1.98B
| $395K | 0.01% |
30,000
| – | – |
|
987
Cleveland-Cliffs
CLF
$6.57B
| $391K | 0.01% |
25,000
-19,000
| -43% | -$297K |
|
988
PUT
Aurinia Pharmaceuticals
AUPH
$1.91B
| $389K | 0.01% |
50,000
| – | – |
|
|
BIG
989
PUT
DELISTED
Big Lots, Inc.
BIG
| $383K | 0.01% |
+75,000
| New | +$571K |
|
990
PUT
EyePoint Inc
EYPT
$1.03B
| $380K | 0.01% |
+47,600
| New | +$522K |
|
991
Hormel Foods
HRL
$13.8B
| $380K | 0.01% |
+10,000
| New | +$394K |
|
992
PUT
Liberty Live Group Series A
LLYVA
$8.71B
| $380K | 0.01% |
+11,900
| New | +$391K |
|
|
HA
993
PUT
DELISTED
Hawaiian Holdings, Inc.
HA
| $380K | 0.01% |
+60,000
| New | +$569K |
|
994
Plug Power
PLUG
$2.87B
| $376K | 0.01% |
+49,500
| New | +$484K |
|
995
Quanta Services
PWR
$100B
| $376K | 0.01% |
+2,011
| New | +$403K |
|
996
Immersion
IMMR
$251M
| $376K | 0.01% |
56,833
+45,521
| +402% | +$317K |
|
|
ACCD
997
PUT
DELISTED
Accolade Inc
ACCD
| $370K | 0.01% |
35,000
| – | – |
|
998
PUT
BGC Group
BGC
$5.45B
| $370K | 0.01% |
+70,000
| New | +$348K |
|
|
ESPR
999
CALL
DELISTED
Esperion Therapeutics
ESPR
| $366K | 0.01% |
373,800
| – | – |
|
1000
Asana
ASAN
$1.92B
| $366K | 0.01% |
+20,000
| New | +$418K |
|
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Caption Management's Q3 2023 Portfolio in Review
As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.
By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.
- Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
- Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
- Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
- Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
- Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
- Caption Management opened 595 new positions and closed 414 in Q3 2023.
- Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.
Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.