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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
Cap. Flow
+$658M
Cap. Flow %
22.1%
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302

Top Buys

Rank Stock Value
1
QURE icon
uniQure
QURE
+$16.9M
2
TW icon
Tradeweb Markets
TW
+$11M
3
ON icon
ON Semiconductor
ON
+$8.24M
4
SAGE
Sage Therapeutics
SAGE
+$8.03M
5
INST
Instructure, Inc.
INST
+$6.85M

Top Sells

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$22.3M
2
MPC icon
Marathon Petroleum
MPC
+$9.07M
3
AXTA icon
Axalta
AXTA
+$6.53M
4
TRGP icon
Targa Resources
TRGP
+$5.63M
5
PLNT icon
Planet Fitness
PLNT
+$5.39M

Sector Composition

Rank Sector Weight
1 Healthcare 5.74%
2 Consumer Discretionary 2.23%
3 Technology 2%
4 Financials 1.03%
5 Energy 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTT
976
High Templar Tech Ltd
HTT
$379M
– –
-4,200
Closed -$24.7K
RAVE icon
977
CALL
RAVE Restaurant Group
RAVE
$44.8M
– –
-157,300
Closed -$405K
REAL icon
978
CALL
The RealReal
REAL
$1.46B
– –
-50,000
Closed -$1.12M
REFR icon
979
CALL
Research Frontiers
REFR
$14M
– –
-49,600
Closed -$159K
REMX icon
980
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.95B
– –
-3,333
Closed -$126K
RF icon
981
CALL
Regions Financial
RF
$26.4B
– –
-121,400
Closed -$1.92M
RH icon
982
CALL
RH
RH
$3.13B
– –
-31,500
Closed -$5.38M
RICK icon
983
PUT
RCI Hospitality Holdings
RICK
$192M
– –
-95,800
Closed -$1.98M
RNG icon
984
CALL
RingCentral
RNG
$4.66B
– –
-150,000
Closed -$18.9M
RNG icon
985
PUT
RingCentral
RNG
$4.66B
– –
-50,000
Closed -$6.28M
ROG icon
986
CALL
Rogers Corp
ROG
$2.21B
– –
-20,000
Closed -$2.73M
SABR icon
987
Sabre
SABR
$731M
– –
-16,000
Closed -$355K
SBH icon
988
Sally Beauty Holdings
SBH
$1.43B
– –
-27,500
Closed -$409K
SEDG icon
989
SolarEdge
SEDG
$2.51B
– –
-5,100
Closed -$428K
SEDG icon
990
PUT
SolarEdge
SEDG
$2.51B
– –
-30,000
Closed -$2.51M
SEE
991
CALL
DELISTED
Sealed Air
SEE
– –
-97,000
Closed -$4.03M
SNDX icon
992
Syndax Pharmaceuticals
SNDX
$1.69B
– –
-500
Closed -$3.67K
SONY icon
993
CALL
Sony
SONY
$137B
– –
-562,500
Closed -$6.65M
SONY icon
994
Sony
SONY
$137B
– –
-151,000
Closed -$1.79M
SONY icon
995
PUT
Sony
SONY
$137B
– –
-1,375,000
Closed -$16.3M
SPR
996
CALL
DELISTED
Spirit AeroSystems
SPR
– –
-30,000
Closed -$2.47M
SPR
997
PUT
DELISTED
Spirit AeroSystems
SPR
– –
-30,000
Closed -$2.47M
STAA icon
998
STAAR Surgical
STAA
$1.21B
– –
-1,500
Closed -$49.5K
SUI icon
999
Sun Communities
SUI
$15.2B
– –
-2,600
Closed -$386K
T icon
1000
PUT
AT&T
T
$159B
– –
-148,950
Closed -$4.26M
38 39
40
41 42

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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2019 Portfolio in Review

As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.

By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.

  • Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
  • Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
  • Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
  • Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
  • Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
  • Caption Management opened 423 new positions and closed 302 in Q4 2019.
  • Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.

Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.