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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-4.29%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$1.92B
AUM Growth
-$64.5M
Cap. Flow
+$89.8M
Cap. Flow %
4.67%
Top 10 Hldgs %
14.65%
Holding
1,008
New
367
Increased
112
Reduced
107
Closed
328

Top Buys

Rank Stock Value
1
PYPL icon
PayPal
PYPL
+$23.7M
2
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$11.4M
3
MDCO
Medicines Co
MDCO
+$7.54M
4
MPC icon
Marathon Petroleum
MPC
+$6.85M
5
PLNT icon
Planet Fitness
PLNT
+$5.64M

Top Sells

Rank Stock Value
1
UPBD icon
Upbound Group
UPBD
+$8.44M
2
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$6.21M
3
TWLO icon
Twilio
TWLO
+$6M
4
AEM icon
Agnico Eagle Mines
AEM
+$5.39M
5
ORLY icon
O'Reilly Automotive
ORLY
+$5.17M

Sector Composition

Rank Sector Weight
1 Healthcare 4.59%
2 Consumer Discretionary 2.4%
3 Energy 2.06%
4 Financials 1.79%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLA
976
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-15,000
Closed -$407K
PTLA
977
PUT
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-140,000
Closed -$3.8M
LK
978
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-90,200
Closed -$1.76M
CTST
979
CALL
DELISTED
CannTrust Holdings Inc. Common Share
CTST
– –
-24,300
Closed -$122K
DPLO
980
PUT
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
– –
-50,000
Closed -$305K
ARQL
981
DELISTED
Arqule Inc
ARQL
– –
-41,400
Closed -$389K
BOLD
982
DELISTED
Audentes Therapeutics, Inc
BOLD
– –
-20,000
Closed -$757K
ONCE
983
CALL
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-50,000
Closed -$5.12M
ONCE
984
PUT
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-61,000
Closed -$6.25M
DOVA
985
CALL
DELISTED
Dova Pharmaceuticals, Inc. Common Stock
DOVA
– –
-11,700
Closed -$165K
CJ
986
CALL
DELISTED
C&J Energy Services, Inc.
CJ
– –
-30,000
Closed -$354K
CJ
987
DELISTED
C&J Energy Services, Inc.
CJ
– –
-7,500
Closed -$88K
TYPE
988
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-103,250
Closed -$1.74M
TYPE
989
PUT
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-50,000
Closed -$843K
AABA
990
DELISTED
Altaba Inc
AABA
– –
-41,000
Closed -$2.71M
SFLY
991
CALL
DELISTED
Shutterfly, Inc.
SFLY
– –
-95,600
Closed -$4.83M
SFLY
992
DELISTED
Shutterfly, Inc.
SFLY
– –
-84,600
Closed -$4.28M
APC
993
CALL
DELISTED
Anadarko Petroleum
APC
– –
-111,100
Closed -$7.84M
APC
994
PUT
DELISTED
Anadarko Petroleum
APC
– –
-686,900
Closed -$48.5M
ARRY
995
CALL
DELISTED
Array Biopharma Inc
ARRY
– –
-150,000
Closed -$6.95M
ARRY
996
PUT
DELISTED
Array Biopharma Inc
ARRY
– –
-150,000
Closed -$6.95M
FTD
997
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-50,000
Closed -$1K
ZGNX
998
CALL
DELISTED
Zogenix, Inc.
ZGNX
– –
-7,500
Closed -$358K
MOBL
999
CALL
DELISTED
MobileIron, Inc.
MOBL
– –
-150,000
Closed -$930K
ESV
1000
CALL
DELISTED
Ensco Rowan plc
ESV
– –
-160,000
Closed -$1.36M
37 38 39
40
41

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Caption Management's Q3 2019 Portfolio in Review

As of Q3 2019, Caption Management held 1,008 positions worth $1.92B, down 3.2% from $1.99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management deployed $89.8M of net new capital in Q3 2019, opening 367 new positions and adding to 112 existing holdings. Its largest new stake was PayPal: 215,000 shares worth $22.3M.

By sector, the portfolio is most concentrated in Healthcare at 4.6% of assets, up from 3% a quarter earlier, followed by Consumer Discretionary and Energy.

On the sell side, the largest reduction was Spark Therapeutics, Inc. Common Stock, an estimated $6.21M trimmed.

  • Caption Management's largest Q3 2019 buy was PayPal: 215,000 shares worth $22.3M.
  • Caption Management added most to Medicines Co in Q3 2019, an estimated $7.54M increase.
  • Caption Management's biggest Q3 2019 reduction was Spark Therapeutics, Inc. Common Stock, cutting an estimated $6.21M.
  • Caption Management fully exited Upbound Group in Q3 2019, selling an estimated $8.44M.
  • Caption Management's ten largest holdings make up 15% of its $1.92B portfolio in Q3 2019.
  • Caption Management opened 367 new positions and closed 328 in Q3 2019.
  • Caption Management's portfolio value fell 3.2% quarter-over-quarter to $1.92B.

Based on Caption Management's 13F filing for Q3 2019, filed 14 Nov 2019.