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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
Z icon
76
CALL
Zillow
Z
$7.79B
$18.4M 0.28%
399,000
+300,000
+303% +$15.4M
NEE icon
77
CALL
NextEra Energy
NEE
$181B
$18.3M 0.28%
320,000
– –
HUM icon
78
CALL
Humana
HUM
$43.7B
$18.2M 0.28%
+37,500
New +$17.6M
W icon
79
CALL
Wayfair
W
$11.2B
$18.2M 0.28%
+300,000
New +$20.9M
EXE
80
PUT
Expand Energy Corp
EXE
$21.8B
$18.1M 0.28%
209,900
+8,300
+4% +$704K
MCHP icon
81
CALL
Microchip Technology
MCHP
$40.3B
$18M 0.28%
230,000
– –
MCHP icon
82
PUT
Microchip Technology
MCHP
$40.3B
$18M 0.28%
230,000
– –
BABA icon
83
CALL
Alibaba
BABA
$293B
$17.3M 0.27%
+200,000
New +$18.3M
ALNY icon
84
PUT
Alnylam Pharmaceuticals
ALNY
$27.5B
$17.1M 0.26%
96,600
-11,400
-11% -$2.18M
ONON icon
85
On Holding
ONON
$12.1B
$17M 0.26%
+609,959
New +$19.3M
SHEL icon
86
PUT
Shell
SHEL
$254B
$16.7M 0.26%
+260,000
New +$16.2M
NCLH icon
87
CALL
Norwegian Cruise Line
NCLH
$8.51B
$16.7M 0.26%
1,010,900
+220,000
+28% +$4.06M
TAL icon
88
PUT
TAL Education Group
TAL
$6.93B
$16.6M 0.26%
+1,826,800
New +$12.8M
VST icon
89
CALL
Vistra
VST
$50B
$16.5M 0.25%
497,600
+159,700
+47% +$4.8M
ET icon
90
CALL
Energy Transfer Partners
ET
$70.1B
$16.1M 0.25%
1,144,400
+600,000
+110% +$7.96M
SBGI icon
91
CALL
Sinclair Inc
SBGI
$992M
$16M 0.25%
1,429,100
+869,000
+155% +$11.2M
EQIX icon
92
CALL
Equinix
EQIX
$101B
$15.8M 0.24%
+21,800
New +$16.9M
CELH icon
93
CALL
Celsius Holdings
CELH
$7.47B
$15.7M 0.24%
274,500
– –
THC icon
94
CALL
Tenet Healthcare
THC
$20.5B
$15.6M 0.24%
237,500
+17,500
+8% +$1.31M
UPS icon
95
PUT
United Parcel Service
UPS
$88.6B
$15.6M 0.24%
+100,000
New +$17.3M
LYB icon
96
CALL
LyondellBasell Industries
LYB
$20B
$15.5M 0.24%
163,800
– –
Z icon
97
Zillow
Z
$7.79B
$15.5M 0.24%
335,900
+261,500
+351% +$13.4M
NEE icon
98
NextEra Energy
NEE
$181B
$15M 0.23%
261,400
+206,258
+374% +$14.3M
PANW icon
99
Palo Alto Networks
PANW
$270B
$15M 0.23%
127,664
+9,098
+8% +$1.08M
MDGL icon
100
PUT
Madrigal Pharmaceuticals
MDGL
$10.8B
$14.7M 0.23%
100,400
+80,400
+402% +$15.1M
2 3
4
5 6

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.