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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
CALL
ExxonMobil
XOM
$636B
$24.1M 0.28%
410,000
+200,000
+95% +$11.4M
CZR icon
77
CALL
Caesars Entertainment
CZR
$6.03B
$24.1M 0.28%
+214,600
New +$21M
KSS icon
78
CALL
Kohl's
KSS
$2.22B
$23.6M 0.27%
500,700
+88,400
+21% +$4.72M
ULTA icon
79
CALL
Ulta Beauty
ULTA
$22B
$23.5M 0.27%
+65,100
New +$23.5M
HPQ icon
80
PUT
HP
HPQ
$24.5B
$23.3M 0.27%
+850,600
New +$24.4M
TCOM icon
81
PUT
Trip.com Group
TCOM
$29.4B
$22.3M 0.25%
+725,000
New +$20.9M
AAL icon
82
PUT
American Airlines Group
AAL
$10.1B
$22M 0.25%
1,070,300
-50,000
-4% -$1.01M
ONB icon
83
CALL
Old National Bancorp
ONB
$10.1B
$21.7M 0.25%
1,281,100
-197,500
-13% -$3.26M
CCXI
84
CALL
DELISTED
ChemoCentryx, Inc.
CCXI
$21.5M 0.25%
1,259,500
+1,124,500
+833% +$17.5M
OPEN icon
85
CALL
Opendoor
OPEN
$3.65B
$20.7M 0.24%
1,043,667
+180,834
+21% +$2.92M
NKE icon
86
CALL
Nike
NKE
$62.2B
$20.7M 0.24%
142,500
-200,000
-58% -$32.6M
SPR
87
CALL
DELISTED
Spirit AeroSystems
SPR
$20.7M 0.24%
467,800
+107,500
+30% +$4.5M
B
88
PUT
Barrick Mining
B
$61.4B
$20.4M 0.23%
1,129,500
+300,000
+36% +$6.02M
INOV
89
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$20.3M 0.23%
+504,500
New +$19.1M
REGN icon
90
CALL
Regeneron Pharmaceuticals
REGN
$76.6B
$20M 0.23%
33,000
+14,500
+78% +$9M
XLC icon
91
PUT
State Street Communication Services Select Sector SPDR ETF
XLC
$22B
$19.9M 0.23%
+125,000
New +$10.3M
EGHT icon
92
CALL
8x8 Inc
EGHT
$261M
$19.9M 0.23%
+852,400
New +$21.4M
SGI
93
CALL
Somnigroup International
SGI
$14.1B
$19.9M 0.23%
429,400
+350,000
+441% +$15.3M
GM icon
94
CALL
General Motors
GM
$79.3B
$19.8M 0.23%
374,900
-250,000
-40% -$13.3M
MTCH icon
95
CALL
Match Group
MTCH
$9.18B
$19.6M 0.22%
+125,000
New +$19M
PINS icon
96
PUT
Pinterest
PINS
$13.5B
$19.6M 0.22%
385,000
+318,300
+477% +$19.6M
CMCSA icon
97
PUT
Comcast
CMCSA
$84.1B
$19.6M 0.22%
+350,000
New +$20.4M
CCJ icon
98
CALL
Cameco
CCJ
$37.4B
$19.6M 0.22%
900,000
+393,000
+78% +$7.44M
MS icon
99
PUT
Morgan Stanley
MS
$330B
$19.5M 0.22%
+200,000
New +$19.8M
APLS
100
PUT
DELISTED
Apellis Pharmaceuticals
APLS
$19.3M 0.22%
585,300
+400,300
+216% +$22.5M
2 3
4
5 6

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PP
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VMPIC
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BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.