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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
76
GE Aerospace
GE
$383B
$14.3M 0.32%
+264,797
New +$11.9M
FOLD
77
PUT
DELISTED
Amicus Therapeutics
FOLD
$14.1M 0.32%
610,000
+460,000
+307% +$9.41M
PTON icon
78
CALL
Peloton Interactive
PTON
$2.79B
$13.7M 0.31%
90,000
– –
ARKG icon
79
CALL
ARK Genomic Revolution ETF
ARKG
$1.6B
$13.6M 0.31%
+145,300
New +$11.6M
XME icon
80
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.94B
$13.4M 0.3%
+400,000
New +$11.3M
ALXN
81
DELISTED
Alexion Pharmaceuticals
ALXN
$13.4M 0.3%
85,500
+15,500
+22% +$1.99M
GOTU icon
82
CALL
Gaotu Techedu
GOTU
$458M
$13.3M 0.3%
257,900
+157,900
+158% +$11.5M
MAT icon
83
PUT
Mattel
MAT
$4.32B
$13M 0.3%
747,700
– –
KSS icon
84
PUT
Kohl's
KSS
$2.28B
$13M 0.3%
319,400
– –
OXY icon
85
PUT
Occidental Petroleum
OXY
$55.2B
$13M 0.3%
750,000
+35,000
+5% +$480K
ACM icon
86
CALL
Aecom
ACM
$9.61B
$12.7M 0.29%
254,300
+119,300
+88% +$5.7M
ZM icon
87
PUT
Zoom
ZM
$28.8B
$12.7M 0.29%
37,500
– –
GE icon
88
PUT
GE Aerospace
GE
$383B
$12.4M 0.28%
+230,732
New +$10.3M
EXAS
89
CALL
DELISTED
Exact Sciences
EXAS
$12.4M 0.28%
93,600
+83,600
+836% +$10.1M
SEDG icon
90
CALL
SolarEdge
SEDG
$2.74B
$12.4M 0.28%
38,800
-36,800
-49% -$10.2M
WW
91
PUT
DELISTED
WW International
WW
$12.4M 0.28%
506,500
+456,500
+913% +$11.9M
PCG icon
92
CALL
PG&E
PCG
$38.4B
$12.1M 0.28%
971,100
-120,000
-11% -$1.36M
ACIA
93
CALL
DELISTED
Acacia Communications Inc
ACIA
$12.1M 0.27%
165,200
+108,300
+190% +$7.49M
TDOC icon
94
PUT
Teladoc Health
TDOC
$1.21B
$12M 0.27%
60,000
– –
LKFT
95
PUT
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.75B
$11.7M 0.27%
+118,500
New +$14.5M
UHS icon
96
Universal Health Services
UHS
$10.2B
$11.7M 0.27%
85,208
+57,108
+203% +$7.11M
LMT icon
97
PUT
Lockheed Martin
LMT
$135B
$11.7M 0.27%
33,000
-1,000
-3% -$368K
IOVA icon
98
CALL
Iovance Biotherapeutics
IOVA
$1.93B
$11.6M 0.26%
249,000
+199,000
+398% +$7.9M
DBA icon
99
Invesco DB Agriculture Fund
DBA
$1.24B
$11.5M 0.26%
+710,340
New +$10.8M
IBB icon
100
PUT
iShares Biotechnology ETF
IBB
$9.18B
$11.4M 0.26%
+75,000
New +$10.7M
2 3
4
5 6

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.