CM

Caption Management Portfolio holdings

AUM $1.09B
This Quarter Return
+0.7%
1 Year Return
+4.13%
3 Year Return
+12.18%
5 Year Return
+25.84%
10 Year Return
–
AUM
$155M
AUM Growth
+$155M
Cap. Flow
+$40.5M
Cap. Flow %
26.05%
Top 10 Hldgs %
44.64%
Holding
267
New
70
Increased
11
Reduced
6
Closed
59

Top Buys

1
MU icon
Micron Technology
MU
$24.2M
2
STZ icon
Constellation Brands
STZ
$8.5M
3
TCX icon
Tucows
TCX
$6.19M
4
STX icon
Seagate
STX
$5.03M
5
BUD icon
AB InBev
BUD
$4.84M

Top Sells

1
PF
Pinnacle Foods, Inc.
PF
$4.76M
2
PSX icon
Phillips 66
PSX
$4.69M
3
WM icon
Waste Management
WM
$4.32M
4
NSC icon
Norfolk Southern
NSC
$4.2M
5
NUE icon
Nucor
NUE
$4.2M

Sector Composition

1 Technology 37.8%
2 Consumer Discretionary 19.43%
3 Consumer Staples 10.73%
4 Communication Services 7.42%
5 Energy 5.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRMW
76
DELISTED
Primo Water Corporation
PRMW
$368K 0.05%
+25,000
New +$368K
TDS icon
77
Telephone and Data Systems
TDS
$4.68B
$351K 0.05%
+12,500
New +$351K
RAMP icon
78
LiveRamp
RAMP
$1.8B
$341K 0.05%
+15,000
New +$341K
BEL
79
DELISTED
Belmond Ltd.
BEL
$335K 0.05%
+30,000
New +$335K
RSPP
80
DELISTED
RSP Permian, Inc.
RSPP
$282K 0.04%
+6,000
New +$282K
LUMN icon
81
Lumen
LUMN
$4.84B
$246K 0.04%
+15,000
New +$246K
GSM icon
82
FerroAtlántica
GSM
$774M
$237K 0.03%
+22,000
New +$237K
VIPS icon
83
Vipshop
VIPS
$8.36B
$182K 0.03%
+11,000
New +$182K
FOLD icon
84
Amicus Therapeutics
FOLD
$2.42B
$151K 0.02%
+10,000
New +$151K
MCEP
85
DELISTED
Mid-Con Energy Partners, LP
MCEP
$68K 0.01%
50,400
– –
GE icon
86
GE Aerospace
GE
$293B
$65K 0.01%
+4,800
New +$65K
ZYNE
87
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$52K 0.01%
+6,000
New +$52K
S
88
DELISTED
Sprint Corporation
S
$35K 0.01%
7,100
-432,900
-98% -$2.13M
ALTO icon
89
Alto Ingredients
ALTO
$88.2M
$31K ﹤0.01%
+10,000
New +$31K
VOC icon
90
VOC Energy
VOC
$46.1M
$10K ﹤0.01%
2,500
-55,471
-96% -$222K
PRMW
91
DELISTED
Primo Water Corporation
PRMW
– –
-8,000
Closed -$101K
FNSR
92
DELISTED
Finisar Corp
FNSR
– –
-37,500
Closed -$763K
DISH
93
DELISTED
DISH Network Corp.
DISH
– –
0
– –
CAVM
94
DELISTED
Cavium, Inc.
CAVM
– –
-16,000
Closed -$1.34M
MULE
95
DELISTED
MuleSoft, Inc.
MULE
– –
-100,068
Closed -$2.33M
KND
96
DELISTED
Kindred Healthcare
KND
– –
-28,000
Closed -$272K
FMI
97
DELISTED
Foundation Medicine, Inc.
FMI
– –
0
– –
PAY
98
DELISTED
Verifone Systems Inc
PAY
– –
0
– –
KLXI
99
DELISTED
KLX Inc.
KLXI
– –
-24,000
Closed -$1.64M
PF
100
DELISTED
Pinnacle Foods, Inc.
PF
– –
-80,000
Closed -$4.76M
2 3
4
5 6