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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$124M
Cap. Flow %
-2.84%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Miscellaneous 86.75%
2 Healthcare 3.26%
3 Consumer Discretionary 3.05%
4 Technology 2.59%
5 Industrials 1.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMX icon
951
PUT
America Movil
AMX
$68.9B
– –
-70,000
Closed -$875K
AMZN icon
952
PUT
Amazon
AMZN
$2.67T
– –
-180,000
Closed -$28.3M
AN icon
953
AutoNation
AN
$6.55B
– –
-157,500
Closed -$8.34M
APLS
954
CALL
DELISTED
Apellis Pharmaceuticals
APLS
– –
-30,000
Closed -$904K
APLS
955
PUT
DELISTED
Apellis Pharmaceuticals
APLS
– –
-30,000
Closed -$904K
ARGX icon
956
CALL
argenx
ARGX
$61.7B
– –
-20,000
Closed -$5.25M
ARMK icon
957
PUT
Aramark
ARMK
$15.5B
– –
-207,750
Closed -$3.97M
ARR
958
Armour Residential REIT
ARR
$2.12B
– –
-14,860
Closed -$765K
ARWR icon
959
Arrowhead Research
ARWR
$9.5B
– –
-30,000
Closed -$1.92M
ASPS icon
960
CALL
Altisource Portfolio Solutions
ASPS
$64.4M
– –
-10,238
Closed -$1.04M
ASPS icon
961
Altisource Portfolio Solutions
ASPS
$64.4M
– –
-1,000
Closed -$102K
ATI icon
962
ATI
ATI
$26.2B
– –
-29,000
Closed -$368K
AU icon
963
PUT
AngloGold Ashanti
AU
$51B
– –
-150,000
Closed -$3.96M
AVDL
964
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-84,600
Closed -$427K
DCH
965
CALL
Dauch Corp
DCH
$1.44B
– –
-400,800
Closed -$2.31M
BABA icon
966
CALL
Alibaba
BABA
$269B
– –
-100,000
Closed -$29.4M
BABA icon
967
Alibaba
BABA
$269B
– –
-21,900
Closed -$6.44M
BABA icon
968
PUT
Alibaba
BABA
$269B
– –
-38,000
Closed -$11.2M
BBIO icon
969
PUT
BridgeBio Pharma
BBIO
$13.3B
– –
-12,500
Closed -$469K
BC icon
970
CALL
Brunswick
BC
$4.54B
– –
-65,000
Closed -$3.83M
BCC icon
971
Boise Cascade
BCC
$2.66B
$0 ﹤0.01%
+10
New +$434
BCLI
972
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
– –
-93
Closed -$24K
BCLI
973
PUT
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
– –
-1,200
Closed -$305K
BDC icon
974
CALL
Belden
BDC
$4.47B
– –
-148,000
Closed -$4.61M
BIIB icon
975
Biogen
BIIB
$32.1B
– –
-12,800
Closed -$3.3M
37 38
39
40 41

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2020 filing shows 403 new, 168 increased, 199 reduced and 465 closed positions. Its largest new stake was GE Aerospace: 264,797 shares worth $14.3M. The largest sale was Amazon, an estimated $24M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, up from 85% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.