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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPST icon
926
PUT
Upstart Holdings
UPST
$2.63B
$528K 0.01%
+18,500
New +$743K
PTON icon
927
Peloton Interactive
PTON
$2.77B
$525K 0.01%
104,000
+99,000
+1,980% +$704K
CVRX icon
928
CALL
CVRx
CVRX
$137M
$520K 0.01%
34,300
+4,300
+14% +$70.8K
PLRX icon
929
CALL
Pliant Therapeutics
PLRX
$64.4M
$520K 0.01%
30,000
– –
VTNR
930
DELISTED
Vertex Energy, Inc
VTNR
$517K 0.01%
+116,139
New +$596K
AG icon
931
CALL
First Majestic Silver
AG
$7.41B
$513K 0.01%
100,000
– –
TDS icon
932
Telephone and Data Systems
TDS
$3.82B
$513K 0.01%
+28,000
New +$404K
SLRN
933
DELISTED
ACELYRIN
SLRN
$512K 0.01%
+50,377
New +$1.07M
NWL icon
934
Newell Brands
NWL
$2.38B
$508K 0.01%
56,300
-33,700
-37% -$335K
IVR icon
935
CALL
Invesco Mortgage Capital
IVR
$759M
$501K 0.01%
50,000
– –
MRVI icon
936
CALL
Maravai LifeSciences
MRVI
$969M
$500K 0.01%
+50,000
New +$549K
FRSH icon
937
CALL
Freshworks
FRSH
$3.14B
$498K 0.01%
25,000
+5,000
+25% +$99.4K
CYRX icon
938
PUT
CryoPort
CYRX
$761M
$494K 0.01%
36,000
-35,500
-50% -$523K
SONO icon
939
PUT
Sonos
SONO
$1.73B
$491K 0.01%
+38,000
New +$564K
CRNX icon
940
PUT
Crinetics Pharmaceuticals
CRNX
$8.84B
$488K 0.01%
+16,400
New +$338K
XYZ
941
Block Inc
XYZ
$48.4B
$487K 0.01%
+11,000
New +$681K
BFH icon
942
PUT
Bread Financial
BFH
$4.37B
$482K 0.01%
+14,100
New +$517K
QRVO icon
943
Qorvo
QRVO
$7.99B
$477K 0.01%
+5,000
New +$511K
AER icon
944
CALL
AerCap
AER
$23.7B
$470K 0.01%
7,500
– –
NXE icon
945
CALL
NexGen Energy
NXE
$6.06B
$468K 0.01%
78,400
-21,600
-22% -$112K
ROIV icon
946
Roivant Sciences
ROIV
$24.5B
$467K 0.01%
+40,000
New +$452K
FUN icon
947
Cedar Fair
FUN
$1.77B
$466K 0.01%
12,600
– –
M icon
948
PUT
Macy's
M
$6.53B
$464K 0.01%
+40,000
New +$560K
OHI icon
949
Omega Healthcare
OHI
$15.1B
$464K 0.01%
14,000
+6,500
+87% +$208K
PPC icon
950
PUT
Pilgrim's Pride
PPC
$6.51B
$457K 0.01%
+20,000
New +$487K
36 37
38
39 40

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.