CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,060
New
Increased
Reduced
Closed

Top Buys

1
+$52.5M
2
+$25.4M
3
+$13.9M
4
TCOM icon
Trip.com Group
TCOM
+$12.3M
5
UAN icon
CVR Partners
UAN
+$11.6M

Top Sells

1
+$57.5M
2
+$19.2M
3
+$16.5M
4
HIMX
Himax Technologies
HIMX
+$16M
5
AGCO icon
AGCO
AGCO
+$15.3M

Sector Composition

1 Energy 24.26%
2 Consumer Discretionary 15.2%
3 Materials 14.19%
4 Healthcare 12.37%
5 Technology 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
926
– –
0
927
– –
-31,750
928
– –
-7,500
929
– –
0
930
– –
-91,500
931
– –
0
932
– –
0
933
– –
-105,000
934
– –
-245,499
935
– –
0
936
– –
0
937
– –
-20,000
938
– –
0
939
– –
-58
940
– –
-60,349
941
– –
0
942
– –
-8,000
943
– –
-900
944
– –
-21,766
945
– –
-25,000
946
– –
0
947
– –
-25,994
948
– –
-17,000
949
– –
0
950
– –
0
36 37
38
39 40