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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
(+2.6%)
Cap. Flow
-$575M
Cap. Flow
% of AUM
-13.12%
Top 10 Holdings %
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Teck Resources
TECK
|
+$13.2M |
| 2 |
GE Aerospace
GE
|
+$11.9M |
| 3 |
Invesco DB Agriculture Fund
DBA
|
+$10.8M |
| 4 |
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
|
+$10.3M |
| 5 |
SBNY
Signature Bank
SBNY
|
+$8.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$24M |
| 2 |
American Eagle Outfitters
AEO
|
+$16.5M |
| 3 |
Adobe
ADBE
|
+$15M |
| 4 |
Pfizer
PFE
|
+$13.7M |
| 5 |
LHCG
LHC Group LLC
LHCG
|
+$12.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 3.21% |
| 2 | Consumer Discretionary | 3.05% |
| 3 | Technology | 2.58% |
| 4 | Industrials | 1.15% |
| 5 | Materials | 1.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
Arvinas
ARVN
$518M
| $8K | ﹤0.01% |
100
-31,900
| -100% | -$1.1M |
|
927
Axalta
AXTA
$7.66B
| $6K | ﹤0.01% |
200
-15,700
| -99% | -$428K |
|
928
United States Natural Gas Fund
UNG
$456M
| $6K | ﹤0.01% |
+150
| New | +$6.47K |
|
929
Jazz Pharmaceuticals
JAZZ
$15.9B
| $5K | ﹤0.01% |
32
-44,968
| -100% | -$6.7M |
|
|
BBBY
930
DELISTED
Bed Bath & Beyond Inc
BBBY
| $5K | ﹤0.01% |
300
-80,200
| -100% | -$1.66M |
|
931
GameStop
GME
$9.75B
| $2K | ﹤0.01% |
+400
| New | +$1.38K |
|
|
GPOR
932
DELISTED
Gulfport Energy Corp.
GPOR
| $1K | ﹤0.01% |
+35,600
| New | +$10.7K |
|
933
Albertsons Companies
ACI
$5.62B
| – | – |
-39,750
| Closed | -$603K |
|
|
934
PUT
Albertsons Companies
ACI
$5.62B
| – | – |
-75,000
| Closed | -$1.04M |
|
935
ACI Worldwide
ACIW
$5.83B
| – | – |
-9,900
| Closed | -$259K |
|
936
Aecom
ACM
$9.3B
| – | – |
-153,320
| Closed | -$7.33M |
|
|
937
PUT
Aecom
ACM
$9.3B
| – | – |
-85,000
| Closed | -$3.56M |
|
|
ACR
938
ACRES Commercial Realty
ACR
$124M
| – | – |
-5,333
| Closed | -$33K |
|
|
ACR
939
PUT
ACRES Commercial Realty
ACR
$124M
| – | – |
-1,667
| Closed | -$11K |
|
|
940
Adobe
ADBE
$99.5B
| – | – |
-31,134
| Closed | -$15M |
|
|
941
PUT
Adobe
ADBE
$99.5B
| – | – |
-5,000
| Closed | -$2.45M |
|
|
942
CALL
American Eagle Outfitters
AEO
$2.88B
| – | – |
-697,500
| Closed | -$10.3M |
|
943
CALL
AerCap
AER
$23.7B
| – | – |
-200,700
| Closed | -$5.06M |
|
|
944
PUT
AerCap
AER
$23.7B
| – | – |
-152,000
| Closed | -$3.83M |
|
945
PUT
AES
AES
$10.5B
| – | – |
-21,000
| Closed | -$381K |
|
946
Alcon
ALC
$33.6B
| – | – |
-2,500
| Closed | -$142K |
|
947
Align Technology
ALGN
$12.1B
| – | – |
-12,800
| Closed | -$4.19M |
|
|
AMED
948
PUT
DELISTED
Amedisys
AMED
| – | – |
-15,000
| Closed | -$3.55M |
|
949
Alerian MLP ETF
AMLP
$13B
| – | – |
-11,000
| Closed | -$264K |
|
950
American Superconductor
AMSC
$1.42B
| – | – |
-26,000
| Closed | -$375K |
|
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Caption Management's Q4 2020 Portfolio in Review
As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.
Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.
- Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
- Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
- Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
- Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
- Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
- Caption Management opened 403 new positions and closed 465 in Q4 2020.
- Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.
Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.