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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTK icon
901
CALL
Playtika
PLTK
$1.57B
$553K 0.01%
65,000
-50,000
-43% -$463K
AGI icon
902
Alamos Gold
AGI
$11.8B
$549K 0.01%
54,300
-54,853
-50% -$483K
MX icon
903
Magnachip Semiconductor
MX
$123M
$543K 0.01%
57,808
+726
+1% +$7.02K
GFS icon
904
GlobalFoundries
GFS
$27.4B
$542K 0.01%
10,050
-700
-7% -$40.9K
WU icon
905
Western Union
WU
$2.02B
$540K 0.01%
39,194
-31,806
-45% -$439K
INSM icon
906
CALL
Insmed
INSM
$21.1B
$539K 0.01%
+27,000
New +$522K
RADI
907
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$536K 0.01%
45,383
-74,617
-62% -$773K
FANG icon
908
CALL
Diamondback Energy
FANG
$56B
$533K 0.01%
3,900
-476,100
-99% -$69.6M
VET icon
909
CALL
Vermilion Energy
VET
$1.76B
$531K 0.01%
+30,000
New +$609K
IHRT icon
910
iHeartMedia
IHRT
$564M
$530K 0.01%
86,500
– –
VERU icon
911
PUT
Veru
VERU
$36.1M
$528K 0.01%
10,000
-40,030
-80% -$3.3M
KNSA icon
912
CALL
Kiniksa Pharmaceuticals
KNSA
$5.75B
$524K 0.01%
35,000
+5,000
+17% +$72.8K
KNSA icon
913
PUT
Kiniksa Pharmaceuticals
KNSA
$5.75B
$524K 0.01%
35,000
+5,000
+17% +$72.8K
HTGC icon
914
Hercules Capital
HTGC
$3.13B
$523K 0.01%
39,577
-28,631
-42% -$389K
FTHM icon
915
CALL
Fathom Holdings
FTHM
$27.4M
$521K 0.01%
+122,500
New +$579K
VTNR
916
DELISTED
Vertex Energy, Inc
VTNR
$517K 0.01%
83,398
+40,000
+92% +$299K
QTRX icon
917
CALL
Quanterix
QTRX
$172M
$514K 0.01%
+37,100
New +$427K
CVAC
918
PUT
DELISTED
CureVac
CVAC
$513K 0.01%
85,000
– –
DSP icon
919
PUT
Viant Technology
DSP
$245M
$513K 0.01%
127,500
-309,700
-71% -$1.25M
FVRR icon
920
CALL
Fiverr
FVRR
$339M
$510K 0.01%
+17,500
New +$550K
TBLA icon
921
Taboola.com
TBLA
$1.4B
$507K 0.01%
+164,742
New +$350K
BTU icon
922
Peabody Energy
BTU
$2.66B
$502K 0.01%
19,000
-4,900
-21% -$135K
NMM icon
923
Navios Maritime Partners
NMM
$2.28B
$501K 0.01%
19,284
-5,716
-23% -$145K
GERN icon
924
PUT
Geron
GERN
$834M
$500K 0.01%
+206,600
New +$463K
BTI icon
925
CALL
British American Tobacco
BTI
$129B
$500K 0.01%
+12,500
New +$491K
35 36
37
38 39

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.