CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$593M
AUM Growth
+$24.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,008
New
Increased
Reduced
Closed

Top Buys

1
+$17.9M
2
+$16.2M
3
+$13.9M
4
RXDX
Prometheus Biosciences, Inc. Common Stock
RXDX
+$8.93M
5
ONC
BeOne Medicines Ltd
ONC
+$8.91M

Top Sells

1
+$44.9M
2
+$26M
3
+$12.1M
4
EQT icon
EQT Corp
EQT
+$10.1M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

1 Healthcare 27.52%
2 Energy 13.62%
3 Technology 12.41%
4 Consumer Discretionary 9.73%
5 Materials 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
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-237
902
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903
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904
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905
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906
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-2,500
907
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908
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909
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910
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911
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-90,523
912
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-7,500
913
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914
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-2,311
915
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0
916
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917
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918
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-106,959
919
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-1,635
920
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0
921
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-92,530
922
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-10,972
923
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-201,243
924
– –
0
925
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0
35 36
37
38 39