CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$569M
AUM Growth
-$541M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,023
New
Increased
Reduced
Closed

Top Buys

1
+$21M
2
+$12.1M
3
+$7.15M
4
SABR icon
Sabre
SABR
+$6.27M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Top Sells

1
+$57.8M
2
+$55.1M
3
+$41.2M
4
FCX icon
Freeport-McMoran
FCX
+$34.3M
5
X
US Steel
X
+$21.7M

Sector Composition

1 Energy 25.74%
2 Healthcare 19.23%
3 Technology 11.38%
4 Materials 11.15%
5 Consumer Discretionary 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
– –
-15,000
902
– –
-15,301
903
– –
0
904
– –
0
905
– –
0
906
– –
-15,434
907
– –
0
908
– –
-15,000
909
– –
0
910
– –
0
911
– –
-99,004
912
– –
-21,366
913
– –
-29,000
914
– –
-4,729
915
– –
0
916
– –
0
917
– –
0
918
– –
0
919
– –
0
920
– –
0
921
– –
0
922
– –
0
923
– –
0
924
– –
-1,766
925
– –
0
35 36
37
38 39