CM

Caption Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.75%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.75%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,060
New
Increased
Reduced
Closed

Top Buys

1
+$52.5M
2
+$25.4M
3
+$13.9M
4
TCOM icon
Trip.com Group
TCOM
+$12.3M
5
UAN icon
CVR Partners
UAN
+$11.6M

Top Sells

1
+$57.5M
2
+$19.2M
3
+$16.5M
4
HIMX
Himax Technologies
HIMX
+$16M
5
AGCO icon
AGCO
AGCO
+$15.3M

Sector Composition

1 Energy 24.26%
2 Consumer Discretionary 15.2%
3 Materials 14.19%
4 Healthcare 12.37%
5 Technology 11.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
901
– –
-4,000
902
– –
0
903
– –
0
904
– –
-30,000
905
– –
0
906
– –
-256,179
907
– –
0
908
– –
-107
909
– –
-3,000
910
– –
-230,000
911
– –
-9,940
912
– –
0
913
– –
-50,000
914
– –
0
915
– –
0
916
– –
0
917
– –
0
918
– –
-80,000
919
– –
0
920
– –
0
921
– –
0
922
– –
-18,000
923
– –
0
924
– –
0
925
– –
-173,061
35 36
37
38 39